Key facts
- This page summarizes David A. Preiser's Form 4 filing for HOULIHAN LOKEY, INC. (HLI).
- 3 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 04 Jun 2024, 17:46.
David A. Preiser - 04 Jun 2024 Form 4 Insider Report for HOULIHAN LOKEY, INC. (HLI)
- Reporting relationship
- CO-PRESIDENT, Director
- Issuer ticker
- HLI
- Reported as of
- 04 Jun 2024
- Net transaction value
- -$2,664,200
- SEC form
- 4
- Accepted by SEC
- 04 Jun 2024, 17:46:48 UTC
- Prior SEC filing
- 31 May 2024
- Next SEC filing
- 12 Nov 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ J. Lindsey Alley, Attorney-in-Fact for David A. Preiser
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
David A. Preiser filed Form 4 for HOULIHAN LOKEY, INC. (HLI) on 04 Jun 2024.
Change
- Previous filing in this sequence was filed on 31 May 2024.
- Current net transaction value: -$2,664,200.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
HLI
transaction
CLASS A COMMON STOCK
Conversion of derivative security
- Transaction value
- $0
- Shares
- +20,000
- Change %
- Price
- $0.000000
- Shares after
- 20,000
- Date
- 04 Jun 2024
- Ownership
- Direct
- Footnotes
- F1
HLI
transaction
CLASS A COMMON STOCK
Sale
- Transaction value
- $2,664,200
- Shares
- -20,000
- Change %
- -100%
- Price
- $133.21
- Shares after
- 0
- Date
- 04 Jun 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
HLI
transaction
Derivative
CLASS B COMMON STOCK
Conversion of derivative security
- Transaction value
- $0
- Shares
- -20,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 04 Jun 2024
- Ownership
- Direct
- Underlying class
- CLASS A COMMON STOCK
- Underlying amount
- 20,000
- Exercise price
- Footnotes
- F1
HLI
holding
Derivative
CLASS B COMMON STOCK
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 509,056
- Date
- 04 Jun 2024
- Ownership
- BY HL VOTING TRUST
- Underlying class
- CLASS A COMMON STOCK
- Underlying amount
- 509,056
- Exercise price
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
Footnote F2
Per share price reflects the weighted average price in a series of open market sales on June 4, 2024 at prices ranging from $132.67 per share to $134.14 per share. The reporting person undertakes to provide to Houlihan Lokey, Inc., and security holder of Houlihan Lokey, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range identified in this footnote.
Footnote F3
The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.