Peter Westley - 31 May 2024 Form 4 Insider Report for CuriosityStream Inc. (CURI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
31 May 2024, 15:58:22 UTC
Prior SEC filing
21 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ P. Brady Hayden as attorney-in-fact for Peter Westley

Key filing fact

Peter Westley filed Form 4 for CuriosityStream Inc. (CURI) on 31 May 2024.

Key facts

  • This page summarizes Peter Westley's Form 4 filing for CuriosityStream Inc. (CURI).
  • 4 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 31 May 2024, 15:58.

Change

  • Previous filing in this sequence was filed on 21 May 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CURI transaction

Common Stock

Options Exercise

Transaction value
Shares
+44,249
Change %
+35%
Price
Shares after
170,713
Date
31 May 2024
Ownership
Direct
Footnotes
F1
CURI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,312
Date
31 May 2024
Ownership
Held by The Westley Revocable Trust, of which Mr. Westley is the trustee.

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CURI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-44,249
Change %
-100%
Price
$0.000000*
Shares after
0
Date
31 May 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
44,249
Exercise price
Footnotes
F1
CURI transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
$0
Shares
-44,937
Change %
-50%
Price
$0.000000
Shares after
44,938
Date
31 May 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
44,937
Exercise price
Footnotes
F2
CURI transaction Derivative

Restricted Stock Units

Disposed to Issuer

Transaction value
$0
Shares
-72,067
Change %
-50%
Price
$0.000000
Shares after
72,068
Date
31 May 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
72,067
Exercise price
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Peter Westley is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

On May 31, 2024, 44,249 restricted stock units ("RSUs") previously granted to Mr. Westley on July 28, 2023, vested and converted into shares of the Company's common stock on a one-to-one basis.

Footnote F2

Represents the cancellation of certain unvested RSUs in connection with Mr. Westley's resignation as Chief Financial Officer of the Company, effective May 31, 2024. The RSUs cancelled under this award would have vested on May 21, 2026 and April 22, 2026. The RSUs remaining under this award shall continue to be subject to the terms of the 2020 Omnibus Incentive Plan and the Services Agreement between Mr. Westley and the Company, effective June 1, 2024.

Footnote F3

Represents the cancellation of certain unvested RSUs in connection with Mr. Westley's resignation as Chief Financial Officer of the Company, effective May 31, 2024. The RSUs cancelled under this award would have vested on May 21, 2026. The RSUs remaining under this award shall continue to be subject to the terms of the 2020 Omnibus Incentive Plan and the Services Agreement between Mr. Westley and the Company, effective June 1, 2024.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. Manage preferences to update or revoke optional consent for future visits. For more information, see our Privacy Policy .