Andrew Sloves - 24 May 2024 Form 4 Insider Report for Rithm Capital Corp. (RITM)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
29 May 2024, 20:42:00 UTC
Prior SEC filing
03 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Philip Sivin, his attorney-in-fact

Key filing fact

Andrew Sloves filed Form 4 for Rithm Capital Corp. (RITM) on 29 May 2024.

Key facts

  • This page summarizes Andrew Sloves's Form 4 filing for Rithm Capital Corp. (RITM).
  • 1 reported transaction and 0 derivative rows are listed below.
  • Accepted by SEC: 29 May 2024, 20:42.

Change

  • Previous filing in this sequence was filed on 03 Jan 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RITM transaction

Common Stock

Award

Transaction value
$0
Shares
+14,066
Change %
+7.5%
Price
$0.000000
Shares after
202,721
Date
24 May 2024
Ownership
Direct
Footnotes
F1, F2
RITM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
2,698
Date
24 May 2024
Ownership
By Son
Footnotes
F3
RITM holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,738
Date
24 May 2024
Ownership
By Daughter
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

The shares were issued to director as compensation for services provided to the Issuer in accordance with the Issuer's Omnibus Incentive Plan and the additional terms established by resolution of the Board of Directors. The applicable closing stock price was $11.02 on May 24, 2024.

Footnote F2

Reflects 20,000 shares of Common Stock previously reported as indirectly held by a family trust. Given the qualification of this trust as a living revocable trust, the shares held in such trust are being reported as directly held.

Footnote F3

Reflects a readjustment to the total number of shares previously reported by the reporting person after a reconciliation of such person's ownership records.

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