Key facts
- This page summarizes Roger G. Stoll PhD's Form 4 filing for DELCATH SYSTEMS, INC. (DCTH).
- 10 reported transactions and 10 derivative rows are listed below.
- Accepted by SEC: 28 May 2024, 16:23.
Roger G. Stoll PhD - 23 May 2024 Form 4 Insider Report for DELCATH SYSTEMS, INC. (DCTH)
- Reporting relationship
- Director
- Issuer ticker
- DCTH
- Reported as of
- 23 May 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 28 May 2024, 16:23:56 UTC
- Prior SEC filing
- 21 Jun 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ David Hoffman, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Roger G. Stoll PhD filed Form 4 for DELCATH SYSTEMS, INC. (DCTH) on 28 May 2024.
Change
- Previous filing in this sequence was filed on 21 Jun 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DCTH
transaction
Derivative
Stock Option (Right to Buy)
Disposed to Issuer
- Transaction value
- $0
- Shares
- -142
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 23 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 142
- Exercise price
- $196.70
- Footnotes
- F1, F2
DCTH
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +142
- Change %
- Price
- $0.000000
- Shares after
- 142
- Date
- 23 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 142
- Exercise price
- $196.70
- Footnotes
- F2
DCTH
transaction
Derivative
Stock Option (Right to Buy)
Disposed to Issuer
- Transaction value
- $0
- Shares
- -40,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 23 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 40,000
- Exercise price
- $11.67
- Footnotes
- F3
DCTH
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +40,000
- Change %
- Price
- $0.000000
- Shares after
- 40,000
- Date
- 23 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 40,000
- Exercise price
- $11.67
- Footnotes
- F3
DCTH
transaction
Derivative
Stock Option (Right to Buy)
Disposed to Issuer
- Transaction value
- $0
- Shares
- -9,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 23 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,000
- Exercise price
- $10.16
- Footnotes
- F4
DCTH
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +9,000
- Change %
- Price
- $0.000000
- Shares after
- 9,000
- Date
- 23 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,000
- Exercise price
- $10.16
- Footnotes
- F4
DCTH
transaction
Derivative
Stock Option (Right to Buy)
Disposed to Issuer
- Transaction value
- $0
- Shares
- -9,000
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 23 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,000
- Exercise price
- $6.24
- Footnotes
- F5
DCTH
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +9,000
- Change %
- Price
- $0.000000
- Shares after
- 9,000
- Date
- 23 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 9,000
- Exercise price
- $6.24
- Footnotes
- F5
DCTH
transaction
Derivative
Stock Option (Right to Buy)
Disposed to Issuer
- Transaction value
- $0
- Shares
- -19,682
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 23 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,682
- Exercise price
- $7.25
- Footnotes
- F6
DCTH
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- $0
- Shares
- +19,682
- Change %
- Price
- $0.000000
- Shares after
- 19,682
- Date
- 23 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,682
- Exercise price
- $7.25
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
This option was previously reported as covering 100,000 shares at an exercise price of $0.281 per share, but was adjusted to reflect the stock split that occurred on December 24, 2019.
Footnote F2
The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on February 1, 2019 and is fully vested.
Footnote F3
The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on November 23, 2020 and is fully vested.
Footnote F4
The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on August 5, 2021 and is fully vested.
Footnote F5
The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on May 4, 2022 and is fully vested.
Footnote F6
The two reported transactions involved an amendment of an outstanding option to extend the post-termination exercise period, resulting in the deemed cancellation of the "old" option and the grant of a replacement option. The option was originally granted on June 12, 2023 and is fully vested.