Li Han - 15 Apr 2024 Form 4 Insider Report for FARADAY FUTURE INTELLIGENT ELECTRIC INC. (FFAI)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
28 May 2024, 18:35:35 UTC
Prior SEC filing
19 Oct 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Li Han

Key filing fact

Li Han filed Form 4 for FARADAY FUTURE INTELLIGENT ELECTRIC INC. (FFAI) on 28 May 2024.

Key facts

  • This page summarizes Li Han's Form 4 filing for FARADAY FUTURE INTELLIGENT ELECTRIC INC. (FFAI).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 28 May 2024, 18:35.

Change

  • Previous filing in this sequence was filed on 19 Oct 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FFIE transaction

Class A Common Stock

Options Exercise

Transaction value
Shares
+14,493
Change %
+6413%
Price
Shares after
14,719
Date
15 Apr 2024
Ownership
Direct
Footnotes
F1, F2, F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FFIE transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-14,493
Change %
-100%
Price
$0.000000*
Shares after
0
Date
15 Apr 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
14,493
Exercise price
Footnotes
F1, F4, F5, F6
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 6 footnotes

Footnote F1

Represents restricted stock units ("RSUs") granted to the reporting person on April 17, 2023 (the "Grant Date"). Each RSU represents the right to receive one share of Class A Common Stock of the Company

Footnote F2

On March 1, 2024, the issuer effected a one-for-three reverse stock split of all issued and outstanding shares of its Class A common stock (the "Common Stock"), which resulted in the reporting person's ownership of issued and outstanding shares of the Common Stock being reduced from 676 shares to 226 shares.

Footnote F3

On August 28, 2023, the issuer effected a one-for-eighty reverse stock split of all issued and outstanding shares of its Class A common stock (the "Common Stock"), which resulted in the reporting person's ownership of issued and outstanding shares of the Common Stock being reduced from 54,011 shares to 676 shares.

Footnote F4

These RSUs vest in full on April 15, 2024.

Footnote F5

On August 28, 2023, the issuer effected a one-for-eighty reverse stock split of all issued and outstanding shares of its Class A common stock and the related equity awards which include stock options, performance stock options, restricted stock units ("RSU"s) and performance RSUs, resulting in the reporting person's ownership of shares of the unvested RSUs prior to the first aniversary vesting being reduced from 43,478 shares to 544 shares.

Footnote F6

On March 1, 2024, the issuer effected a one-for-three reverse stock split of all issued and outstanding shares of its Class A common stock and the related equity awards which include stock options, performance stock options, restricted stock units ("RSU"s) and performance RSUs, resulting in the reporting person's ownership of shares of the unvested RSUs prior to the first aniversary vesting being reduced from 43,478 shares to 14,493 shares.

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