Jeffrey Lawrence Schwartz - 23 May 2024 Form 4 Insider Report for RAPID MICRO BIOSYSTEMS, INC. (RPID)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
28 May 2024, 16:59:40 UTC
Prior SEC filing
25 May 2023
Next SEC filing
06 Mar 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Jeffrey Schwartz

Key filing fact

Jeffrey Lawrence Schwartz filed Form 4 for RAPID MICRO BIOSYSTEMS, INC. (RPID) on 28 May 2024.

Key facts

  • This page summarizes Jeffrey Lawrence Schwartz's Form 4 filing for RAPID MICRO BIOSYSTEMS, INC. (RPID).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 28 May 2024, 16:59.

Change

  • Previous filing in this sequence was filed on 25 May 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

RPID transaction

Class A Common Stock

Award

Transaction value
$0
Shares
+14,300
Change %
Price
$0.000000
Shares after
14,300
Date
23 May 2024
Ownership
Direct
Footnotes
F1
RPID holding

Class A Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,434,560
Date
23 May 2024
Ownership
See footnotes
Footnotes
F3, F4

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RPID transaction Derivative

Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+28,650
Change %
Price
$0.000000
Shares after
28,650
Date
23 May 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
28,650
Exercise price
$0.8200
Footnotes
F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Grant of restricted stock units ("RSUs") that vests in full on the earlier of (i) the first anniversary of the grant date or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company, provided that the reporting person remains in continuous service on such vesting date.

Footnote F2

The option shall vest and become exercisable in full on the earlier of (i) the first anniversary of the grant date or (ii) the day immediately prior to the date of the next annual meeting of the stockholders of the Company, provided that the reporting person remains in continuous service on such vesting date.

Footnote F3

Represents shares of Class A Common Stock held directly by Bain Capital Life Sciences Fund, L.P. ("BCLS Fund I") and BCIP Life Sciences Associates, LP ("BCIPLS" and, together with BCLS Fund I, the "Bain Capital Life Sciences Entities").

Footnote F4

Bain Capital Life Sciences Investors, LLC ("BCLSI") is the ultimate general partner of BCLS Fund I and governs the investment strategy and decision-making process with respect to investments held by BCIPLS. Mr. Schwartz is a Partner of BCLSI. By virtue of the relationships described in this footnote, Mr. Schwartz may be deemed to share voting and dispositive power with respect to the securities held by the Bain Capital Life Sciences Entities. Mr. Schwartz disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.

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