Harvey M. Schwartz - 21 May 2024 Form 4 Insider Report for SoFi Technologies, Inc. (SOFI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
23 May 2024, 18:06:15 UTC
Prior SEC filing
03 May 2024
Next SEC filing
14 Aug 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Deanna M. Smith, Attorney-in-Fact

Key filing fact

Harvey M. Schwartz filed Form 4 for SoFi Technologies, Inc. (SOFI) on 23 May 2024.

Key facts

  • This page summarizes Harvey M. Schwartz's Form 4 filing for SoFi Technologies, Inc. (SOFI).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 23 May 2024, 18:06.

Change

  • Previous filing in this sequence was filed on 03 May 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SOFI transaction

Common Stock

Options Exercise

Transaction value
Shares
+26,249
Change %
+7.8%
Price
Shares after
361,289
Date
21 May 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SOFI transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
-26,249
Change %
-100%
Price
$0.000000*
Shares after
0
Date
21 May 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
26,249
Exercise price
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.

Footnote F2

Each RSU represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration.

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