Key facts
- This page summarizes Christopher Finn's Form 4 filing for Carlyle Group Inc. (CG).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 23 May 2024, 17:19.
Christopher Finn - 21 May 2024 Form 4 Insider Report for Carlyle Group Inc. (CG)
- Reporting relationship
- Chief Operating Officer
- Issuer ticker
- CG
- Reported as of
- 21 May 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 23 May 2024, 17:19:14 UTC
- Prior SEC filing
- 08 Feb 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Anne K. Frederick by power of attorney for Christopher Finn
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Christopher Finn filed Form 4 for Carlyle Group Inc. (CG) on 23 May 2024.
Change
- Previous filing in this sequence was filed on 08 Feb 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CG
transaction
Common Stock
Award
- Transaction value
- $0
- Shares
- +3,458
- Change %
- +0.18%
- Price
- $0.000000
- Shares after
- 1,917,572
- Date
- 21 May 2024
- Ownership
- Direct
- Footnotes
- F1
CG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 253,937
- Date
- 21 May 2024
- Ownership
- See Footnote
- Footnotes
- F2
CG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 13,595
- Date
- 21 May 2024
- Ownership
- See Footnote
- Footnotes
- F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Represents dividend equivalent units accrued on certain existing time-vesting restricted stock unit awards, the grant of which was previously reported, in connection with the issuer's quarterly dividend. Such dividend equivalent units will vest on the same schedule and subject to the same terms and conditions as the underlying awards.
Footnote F2
These shares of common stock are held in a limited liability company of which the reporting person is the manager.
Footnote F3
These shares of common stock are held by a trust for the benefit of the reporting person's family of which the reporting person is the special purpose trustee and has sole investment power over the securities.
SEC remarks
Pursuant to Rule 16a-1(a)(4) of the Securities Exchange Act of 1934, as amended, the reporting person herein states that this filing shall not be deemed to be an admission that such reporting person is the beneficial owner of any of these interests, and disclaims beneficial ownership of such interests, except to the extent of such reporting person's pecuniary interest in such interests.