Key facts
- This page summarizes Timothy P. O'Brien's Form 4 filing for FIDELITY D & D BANCORP INC (FDBC).
- 0 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 04 Oct 2021, 09:48.
Timothy P. O'Brien - 30 Sep 2021 Form 4 Insider Report for FIDELITY D & D BANCORP INC (FDBC)
- Reporting relationship
- SEVP and CLO of Bank
- Issuer ticker
- FDBC
- Reported as of
- 30 Sep 2021
- Net transaction value
- $0
- Reporting owner signature
- Felicity Chee
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Timothy P. O'Brien filed Form 4 for FIDELITY D & D BANCORP INC (FDBC) on 04 Oct 2021.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
FDBC
holding
common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 8,975
- Date
- 30 Sep 2021
- Ownership
- Direct
FDBC
holding
common stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 3,106
- Date
- 30 Sep 2021
- Ownership
- Spouse
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
FDBC
holding
Derivative
Stock Appreciation Rights
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 15,181
- Date
- 30 Sep 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 15,181
- Exercise price
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Timothy P. O'Brien is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
2016 Grant = $21.60, 2017 Grant = $26.17, 2018 Grant = $49.50 and 2019 Grant = $59.70.
Footnote F2
The stock appreciation rights vest in three equal installments beginning on 2/2/17 for the 2016 grant, on 2/8/18 for the 2017 grant, on 2/7/19 for the 2018 grant and on 2/5/20 for the 2019 grant.
Footnote F3
The stock appreciation rights expire as follows: 2/1/2026 for the 2016 grant, 2/6/2027 for the 2017 grant, 2/5/2028 for the 2018 grant and 2/4/2029 for the 2019 grant.