Cynthia W. Williams - 20 May 2024 Form 4 Insider Report for Funko, Inc. (FNKO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
22 May 2024, 16:46:05 UTC
Prior SEC filing
11 Mar 2024
Next SEC filing
12 Mar 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tracy D. Daw as Attorney-in-Fact for Cynthia Williams

Key filing fact

Cynthia W. Williams filed Form 4 for Funko, Inc. (FNKO) on 22 May 2024.

Key facts

  • This page summarizes Cynthia W. Williams's Form 4 filing for Funko, Inc. (FNKO).
  • 3 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 22 May 2024, 16:46.

Change

  • Previous filing in this sequence was filed on 11 Mar 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FNKO transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+385,208
Change %
Price
$0.000000
Shares after
385,208
Date
20 May 2024
Ownership
Direct
Underlying class
CLASS A COMMON STOCK
Underlying amount
385,208
Exercise price
Footnotes
F1, F2
FNKO transaction Derivative

Restricted Stock Units

Award

Transaction value
$0
Shares
+96,302
Change %
Price
$0.000000
Shares after
96,302
Date
20 May 2024
Ownership
Direct
Underlying class
CLASS A COMMON STOCK
Underlying amount
96,302
Exercise price
Footnotes
F1, F3
FNKO transaction Derivative

Employee Stock Option (Right to Buy)

Award

Transaction value
$0
Shares
+297,974
Change %
Price
$0.000000
Shares after
297,974
Date
20 May 2024
Ownership
Direct
Underlying class
CLASS A COMMON STOCK
Underlying amount
297,974
Exercise price
$8.39
Footnotes
F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

Footnote F2

On May 20, 2024, the Reporting Person was granted 385,208 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Footnote F3

On May 20, 2024, the Reporting Person was granted 96,302 RSUs, vesting in three equal annual installments on each of the first through third anniversaries of the grant date, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Footnote F4

The option becomes exercisable, if at all, in full if the average daily closing price of the Company's Class A Common Stock during any 90 consecutive trading day period exceeds $25.17 prior to May 20, 2028, subject to the Reporting Person's continued employment with the Company; provided, that, in no event will the option become exercisable prior to May 20, 2026.

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