Key facts
- This page summarizes Kenneth M. Hartwick's Form 4 filing for Via Renewables, Inc. (VIASP).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 21 May 2024, 16:29.
Kenneth M. Hartwick - 18 May 2024 Form 4 Insider Report for Via Renewables, Inc. (VIASP)
- Reporting relationship
- Director
- Issuer ticker
- VIASP
- Reported as of
- 18 May 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 21 May 2024, 16:29:04 UTC
- Prior SEC filing
- 26 Apr 2024
- Next SEC filing
- 17 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Kenneth M. Hartwick, by Barbara Clay, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Kenneth M. Hartwick filed Form 4 for Via Renewables, Inc. (VIASP) on 21 May 2024.
Change
- Previous filing in this sequence was filed on 26 Apr 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
VIA
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +2,936
- Change %
- +21%
- Price
- $0.000000
- Shares after
- 16,629
- Date
- 18 May 2024
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
VIA
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -2,936
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 18 May 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 2,936
- Exercise price
- Footnotes
- F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting of 2,936 restricted stock units (the "Restricted Stock Units") on May 18, 2024.
Footnote F2
Reflects an adjustment of an additional 1,567 shares as a result of a clerical error on prior reports.
Footnote F3
Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock, cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which vest upon the same schedule as the underlying Restricted Stock Units.
Footnote F4
On May 18, 2023, the reporting person received a grant of 2,936 Restricted Stock Units and tandem dividend equivalent rights that vested in full on May 18, 2024.