ADVENT CAPITAL MANAGEMENT /DE/ - 14 Jul 2023 Form 4 Insider Report for ADVENT CONVERTIBLE & INCOME FUND (AVK)

Reporting relationship: INVESTMENT MANAGER
Issuer ticker: AVK
Reported as of: 14 Jul 2023
Net transaction value: -$690,281
SEC form: 4
Accepted by SEC: 18 Jul 2023, 16:47:22 UTC
Prior SEC filing: 29 Dec 2021
Source filing: View source filing
Reporting owner signature: Advent Capital Management, LLC, by Mark E. Mathiasen Pursuant to a Power of Attorney

Key filing fact

ADVENT CAPITAL MANAGEMENT /DE/ filed Form 4 for ADVENT CONVERTIBLE & INCOME FUND (AVK) on 18 Jul 2023.

Key facts

This page summarizes ADVENT CAPITAL MANAGEMENT /DE/'s Form 4 filing for ADVENT CONVERTIBLE & INCOME FUND (AVK).
3 reported transactions and 0 derivative rows are listed below.
Accepted by SEC: 18 Jul 2023, 16:47.

Change

Previous filing in this sequence was filed on 29 Dec 2021.
Current net transaction value: -$690,281.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AVK transaction

Common Stock

Sale

Transaction value: $350,310
Shares: -30,000
Change %: -51%
Price: $11.68
Shares after: 29,048
Date: 14 Jul 2023
Ownership: Direct

AVK transaction

Common Stock

Sale

Transaction value: $116,780
Shares: -10,000
Change %: -34%
Price: $11.68
Shares after: 19,048
Date: 17 Jul 2023
Ownership: Direct

AVK transaction

Common Stock

Sale

Transaction value: $223,191
Shares: -19,048
Change %: -100%
Price: $11.72
Shares after: 0
Date: 18 Jul 2023
Ownership: Direct

^* marks a reported price that did not pass the local price check.

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