Thomas M. Prescott - 19 May 2021 Form 4 Insider Report for ALIGN TECHNOLOGY INC (ALGN)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
21 May 2021, 18:06:44 UTC
Next SEC filing
19 Jul 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/Julia Ann Coletti Attorney-in-Fact for Thomas M Prescott

Key filing fact

Thomas M. Prescott filed Form 4 for ALIGN TECHNOLOGY INC (ALGN) on 21 May 2021.

Key facts

  • This page summarizes Thomas M. Prescott's Form 4 filing for ALIGN TECHNOLOGY INC (ALGN).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 21 May 2021, 18:06.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ALGN transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+1,271
Change %
+2.4%
Price
$0.000000
Shares after
54,129
Date
19 May 2021
Ownership
By Trust
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ALGN transaction Derivative

Restricted Stock Unit

Options Exercise

Transaction value
$0
Shares
+1,271
Change %
Price
$0.000000*
Shares after
0
Date
19 May 2021
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,271
Exercise price
$0.000100
Footnotes
F2, F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

These shares are held by the Prescott Family Trust, Sierra South LLC TTEE. The Reporting Person and his spouse are the managers of the trustee and exercise voting and investment control over the shares.

Footnote F2

Represents par value of ALGN common stock.

Footnote F3

100% of the restricted stock unit granted on May 20, 2020 became vested on May 19, 2021 and shares were delivered to reporting person on such vest date.

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