Samuel C. Blackman - 15 May 2024 Form 4 Insider Report for Day One Biopharmaceuticals, Inc. (DAWN)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
17 May 2024, 18:18:44 UTC
Prior SEC filing
14 May 2024
Next SEC filing
12 Jun 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Charles N. York II, as Attorney-in-Fact

Key filing fact

Samuel C. Blackman filed Form 4 for Day One Biopharmaceuticals, Inc. (DAWN) on 17 May 2024.

Key facts

  • This page summarizes Samuel C. Blackman's Form 4 filing for Day One Biopharmaceuticals, Inc. (DAWN).
  • 7 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 17 May 2024, 18:18.

Change

  • Previous filing in this sequence was filed on 14 May 2024.
  • Current net transaction value: -$36,450.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

DAWN transaction

Common Stock

Options Exercise

Transaction value
Shares
+1,187
Change %
+0.1%
Price
Shares after
1,165,849
Date
15 May 2024
Ownership
Direct
Footnotes
F1
DAWN transaction

Common Stock

Options Exercise

Transaction value
Shares
+1,437
Change %
+0.12%
Price
Shares after
1,167,286
Date
15 May 2024
Ownership
Direct
Footnotes
F1
DAWN transaction

Common Stock

Options Exercise

Transaction value
Shares
+6,062
Change %
+0.52%
Price
Shares after
1,173,348
Date
15 May 2024
Ownership
Direct
Footnotes
F1
DAWN transaction

Common Stock

Sale

Transaction value
$36,450
Shares
-2,267
Change %
-0.19%
Price
$16.08
Shares after
1,171,081
Date
16 May 2024
Ownership
Direct
Footnotes
F2
DAWN holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
1,000,000
Date
15 May 2024
Ownership
See footnote
Footnotes
F3

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DAWN transaction Derivative

Restricted Stock Unit (RSU)

Options Exercise

Transaction value
$0
Shares
-1,187
Change %
-14%
Price
$0.000000
Shares after
7,130
Date
15 May 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,187
Exercise price
Footnotes
F1, F4
DAWN transaction Derivative

Restricted Stock Unit (RSU)

Options Exercise

Transaction value
$0
Shares
-1,437
Change %
-9.1%
Price
$0.000000
Shares after
14,378
Date
15 May 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,437
Exercise price
Footnotes
F1, F4
DAWN transaction Derivative

Restricted Stock Unit (RSU)

Options Exercise

Transaction value
$0
Shares
-6,062
Change %
-6.7%
Price
$0.000000
Shares after
84,876
Date
15 May 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,062
Exercise price
Footnotes
F1, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration.

Footnote F2

The sale of shares is for the sole purpose of covering the Reporting Person's tax liability with respect to the settlement of RSUs.

Footnote F3

The Reporting Person is the sole manager, and has shared voting and dispositive power with his wife as members. The Reporting Person continues to report beneficial ownership of all of the Issuer's Common Stock held by the 2021 Blackman Family LLC but disclaims beneficial ownership except to the extent of his and his wife's pecuniary interest therein.

Footnote F4

The RSUs will vest as to 1/16th of the total award in quarterly installments on February 15, May 15, August 15 and November 15, subject to the Reporting Person's provision of service to the Issuer on each vesting date.

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