Michele Klein - 16 May 2024 Form 4 Insider Report for INTEVAC INC

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 16 May 2024
Net transaction value: +$41,200
SEC form: 4
Accepted by SEC: 17 May 2024, 09:19:35 UTC
Prior SEC filing: 07 May 2024
Next SEC filing: 12 Nov 2024
Source filing: View source filing
Reporting owner signature: By: Diane Garibaldi For: Michele Klein

Key filing fact

Michele Klein filed Form 4 for INTEVAC INC on 17 May 2024.

Key facts

This page summarizes Michele Klein's Form 4 filing for INTEVAC INC.
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 17 May 2024, 09:19.

Change

Previous filing in this sequence was filed on 07 May 2024.
Current net transaction value: +$41,200.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

IVAC transaction

Common Stock

Award

Transaction value: $0
Shares: +12,000
Change %: +23%
Price: $0.000000
Shares after: 64,000
Date: 16 May 2024
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

IVAC transaction Derivative

Non-Qualified Stock Option (right to buy)

Award

Transaction value: $41,200
Shares: +10,300
Change %
Price: $4.00
Shares after: 10,300
Date: 16 May 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 10,300
Exercise price: $4.00
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Each share of IVAC common stock is represented by a restricted stock unit ("RSU"). The RSUs vest upon the Reporting Person's completion of one year of service measured from the vesting commencement date.

Footnote F2

This Option shall be exercisable, in whole or in part upon the Reporting Person's completion of one year of service measured from the vesting commencement date.