Sung Yi - 14 May 2024 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Reporting relationship: Director
Issuer ticker: AQMS
Reported as of: 14 May 2024
Net transaction value: +$30,000
SEC form: 4
Accepted by SEC: 16 May 2024, 21:33:56 UTC
Prior SEC filing: 25 Sep 2023
Source filing: View source filing
Reporting owner signature: /s/ Judd Merrill, by power of attorney

Key filing fact

Sung Yi filed Form 4 for Aqua Metals, Inc. (AQMS) on 16 May 2024.

Key facts

This page summarizes Sung Yi's Form 4 filing for Aqua Metals, Inc. (AQMS).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 16 May 2024, 21:33.

Change

Previous filing in this sequence was filed on 25 Sep 2023.
Current net transaction value: +$30,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AQMS transaction

Common Stock

Purchase

Transaction value: $29,250
Shares: +75,000
Change %: +246%
Price: $0.3900
Shares after: 105,500
Date: 14 May 2024
Ownership: Held by spouse
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AQMS transaction Derivative

Non-Redeemable Common Stock Purchase Warrant

Purchase

Transaction value: $750
Shares: +75,000
Change %
Price: $0.0100^*
Shares after: 75,000
Date: 14 May 2024
Ownership: Held by spouse
Underlying class: Common Stock
Underlying amount: 75,000
Exercise price: $0.3900
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

This filing shall not be deemed an admission that Registrant are, for purposes of Section 16 or otherwise, the beneficial owner of the shares.

We use cookies and similar technologies to provide certain features, enhance the user experience and, if you allow them, measure engagement and deliver advertising. Analytics and marketing storage stay off until you grant consent. By clicking on "Agree and continue", you declare your consent to the use of the selected optional cookies. to update or revoke optional consent for future visits. For more information, see our Privacy Policy .