Edward J. Smith - 14 May 2024 Form 4 Insider Report for Aqua Metals, Inc. (AQMS)

Reporting relationship: Director
Issuer ticker: AQMS
Reported as of: 14 May 2024
Net transaction value: +$10,000
SEC form: 4
Accepted by SEC: 16 May 2024, 20:21:08 UTC
Prior SEC filing: 20 Jul 2023
Next SEC filing: 16 May 2024
Source filing: View source filing
Reporting owner signature: /s/ Judd Merrill, by power of attorney

Key filing fact

Edward J. Smith filed Form 4 for Aqua Metals, Inc. (AQMS) on 16 May 2024.

Key facts

This page summarizes Edward J. Smith's Form 4 filing for Aqua Metals, Inc. (AQMS).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 16 May 2024, 20:21.

Change

Previous filing in this sequence was filed on 20 Jul 2023.
Current net transaction value: +$10,000.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AQMS transaction

Common Stock

Purchase

Transaction value: $9,750
Shares: +25,000
Change %: +8.1%
Price: $0.3900
Shares after: 334,050
Date: 14 May 2024
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AQMS transaction Derivative

Non-Redeemable Common Stock Purchase Warrant

Purchase

Transaction value: $250
Shares: +25,000
Change %
Price: $0.0100^*
Shares after: 25,000
Date: 14 May 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 25,000
Exercise price: $0.3900

^* marks a reported price that did not pass the local price check.

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