Tracy French - 15 May 2024 Form 4 Insider Report for HOME BANCSHARES INC (HOMB)

Reporting relationship: Centennial Bank Chairman, Director
Issuer ticker: HOMB
Reported as of: 15 May 2024
Net transaction value: -$1,958,897
SEC form: 4
Accepted by SEC: 16 May 2024, 16:29:45 UTC
Prior SEC filing: 23 Jan 2024
Next SEC filing: 22 Jan 2025
Source filing: View source filing
Reporting owner signature: /s/ Tracy French by Micah Osborne

Filing notes and source

Key filing fact

Tracy French filed Form 4 for HOME BANCSHARES INC (HOMB) on 16 May 2024.

Key facts

This page summarizes Tracy French's Form 4 filing for HOME BANCSHARES INC (HOMB).
7 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 16 May 2024, 16:29.

Change

Previous filing in this sequence was filed on 23 Jan 2024.
Current net transaction value: -$1,958,897.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HOMB transaction

Common Stock

Options Exercise

Transaction value: $1,471,000
Shares: +100,000
Change %: +50%
Price: $14.71
Shares after: 300,949
Date: 15 May 2024
Ownership: Direct
Footnotes: F1

HOMB transaction

Common Stock

Tax liability

Transaction value: $1,471,025
Shares: -59,220
Change %: -20%
Price: $24.84
Shares after: 241,729
Date: 15 May 2024
Ownership: Direct

HOMB transaction

Common Stock

Options Exercise

Transaction value: $2,769,000
Shares: +150,000
Change %: +62%
Price: $18.46
Shares after: 391,729
Date: 15 May 2024
Ownership: Direct

HOMB transaction

Common Stock

Tax liability

Transaction value: $2,769,014
Shares: -111,474
Change %: -28%
Price: $24.84
Shares after: 280,255
Date: 15 May 2024
Ownership: Direct

HOMB transaction

Common Stock

Sale

Transaction value: $1,958,858
Shares: -79,306
Change %: -28%
Price: $24.70
Shares after: 200,949
Date: 16 May 2024
Ownership: Direct

HOMB holding

Common Stock - Performance Based

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 50,000
Date: 15 May 2024
Ownership: Direct
Footnotes: F1, F2

HOMB holding

Common Stock - Restricted Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,000
Date: 15 May 2024
Ownership: Direct
Footnotes: F3, F4, F5

HOMB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 30,672
Date: 15 May 2024
Ownership: By IRA

HOMB holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 49,273
Date: 15 May 2024
Ownership: By 401(k)
Footnotes: F6

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HOMB transaction Derivative

Stock Option

Options Exercise

Transaction value: $0
Shares: -100,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 15 May 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 100,000
Exercise price: $14.71
Footnotes: F7

HOMB transaction Derivative

Performance Stock Option

Options Exercise

Transaction value: $0
Shares: -150,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 15 May 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 150,000
Exercise price: $18.46
Footnotes: F8

HOMB holding Derivative

Performance Stock Option

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 150,000
Date: 15 May 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 150,000
Exercise price: $23.32
Footnotes: F9

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

The reporting person had 25,000 shares of restricted stock vest since the last filing.

Footnote F2

The Performance Stock awarded on July 19, 2018 will vest in 33 1/3% installments over three years beginning on the third annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock began vesting on March 31, 2024.

Footnote F3

Restricted Stock granted on January 21, 2022 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.

Footnote F4

Restricted Stock granted on January 20, 2023 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.

Footnote F5

Restricted stock granted on January 19, 2024 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.

Footnote F6

Includes 369.3380 shares acquired through the Home BancShares, Inc. 401(k) Plan since the last filing.

Footnote F7

The option is exercisable in five equal annual installments. The first installment became exercisable on January 16, 2016.

Footnote F8

Once the performance goal has been met, the Performance Stock Option awarded on August 24, 2015 is exercisable in seven equal annual installments beginning on the first annual anniversary of the award date. The performance goal was met on December 31, 2016. Therefore, the first installment became exercisable on August 24, 2016.

Footnote F9

The Performance Stock Option awarded on July 19, 2018 is exercisable in five equal annual installments beginning on the first annual anniversary of the date that the performance goal is met. The performance goal was met on March 31, 2021 and the stock options began vesting on March 31, 2022.