Key facts
- This page summarizes Nancy Yao's Form 4 filing for INDIA FUND, INC. (IFN).
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 16 May 2024, 13:40.
Nancy Yao - 14 May 2024 Form 4 Insider Report for INDIA FUND, INC. (IFN)
- Reporting relationship
- Director
- Issuer ticker
- IFN
- Reported as of
- 14 May 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 16 May 2024, 13:40:34 UTC
- Prior SEC filing
- 17 Jul 2023
- Next SEC filing
- 15 Nov 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Katherine A. Corey, by POA from Reporting Person
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Nancy Yao filed Form 4 for INDIA FUND, INC. (IFN) on 16 May 2024.
Change
- Previous filing in this sequence was filed on 17 Jul 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
IFN
transaction
Common Stock
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- Shares
- +435
- Change %
- +33%
- Price
- Shares after
- 1,741
- Date
- 14 May 2024
- Ownership
- Direct
- Footnotes
- F1, F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
IFN
transaction
Derivative
Transferable Subscription Right (right to buy)
Exercise of in-the-money or at-the-money derivative security
- Transaction value
- Shares
- -1,306
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 14 May 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 435
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
On April 18, 2024, The India Fund, Inc. (the "Fund") announced the commencement of a pro rata offering (the "Rights Offering") of transferable rights (the "Rights") to holders of the Fund's common shares, as of the record date of April 18, 2024 ("Record Date Shareholder"), entitling the holders of such rights to subscribe for up to an aggregate of 10,352,100 of the Fund's common shares. Record Date Shareholders received one Right for each outstanding whole common share held on the record date. The Rights entitled their holders to purchase one new common share for every three Rights held. The subscription price per common share was $17.75 and was fixed as of the close of the subscription period on May 14, 2024 (the "basic subscription privilege"). The Rights Offering also includes an oversubscription privilege, (continued in footnote 2)
Footnote F2
which entitled holders who fully exercised their basic subscription privilege the right to purchase, at a price of $17.75 per common share, additional common shares of the Fund, subject to availability and pro rata allocation of shares among Record Date Shareholders exercising such oversubscription privilege. The reporting person exercised her basic subscription right in full, but did not exercise the oversubscription privilege. The subscription rights expired on May 14, 2024 at 5:00 p.m. Eastern time.