Key facts
- This page summarizes Alok Maskara's Form 4 filing for LUXFER HOLDINGS PLC (LXFR).
- 15 reported transactions and 7 derivative rows are listed below.
- Accepted by SEC: 08 Jun 2022, 20:24.
Alok Maskara - 06 Jun 2022 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)
- Reporting relationship
- Other*
- Issuer ticker
- LXFR
- Reported as of
- 06 Jun 2022
- Net transaction value
- -$478,958
- SEC form
- 4
- Accepted by SEC
- 08 Jun 2022, 20:24:54 UTC
- Prior SEC filing
- 11 May 2022
- Next SEC filing
- 12 Dec 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Megan E. Glise under Power of Attorney for Alok Maskara
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Alok Maskara filed Form 4 for LUXFER HOLDINGS PLC (LXFR) on 08 Jun 2022.
Change
- Previous filing in this sequence was filed on 11 May 2022.
- Current net transaction value: -$478,958.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LXFR
transaction
Ordinary Shares
Options Exercise
- Transaction value
- Shares
- +6,201
- Change %
- +2.4%
- Price
- Shares after
- 265,751
- Date
- 06 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
LXFR
transaction
Ordinary Shares
Options Exercise
- Transaction value
- Shares
- +7,560
- Change %
- +2.8%
- Price
- Shares after
- 273,311
- Date
- 06 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
LXFR
transaction
Ordinary Shares
Options Exercise
- Transaction value
- Shares
- +5,842
- Change %
- +2.1%
- Price
- Shares after
- 279,153
- Date
- 06 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
LXFR
transaction
Ordinary Shares
Options Exercise
- Transaction value
- Shares
- +4,770
- Change %
- +1.7%
- Price
- Shares after
- 283,923
- Date
- 06 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
LXFR
transaction
Ordinary Shares
Options Exercise
- Transaction value
- Shares
- +8,948
- Change %
- +3.2%
- Price
- Shares after
- 292,871
- Date
- 06 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
LXFR
transaction
Ordinary Shares
Options Exercise
- Transaction value
- Shares
- +15,142
- Change %
- +5.2%
- Price
- Shares after
- 308,013
- Date
- 06 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
LXFR
transaction
Ordinary Shares
Options Exercise
- Transaction value
- Shares
- +9,600
- Change %
- +3.1%
- Price
- Shares after
- 317,613
- Date
- 06 Jun 2022
- Ownership
- Direct
- Footnotes
- F1
LXFR
transaction
Ordinary Shares
Tax liability
- Transaction value
- $478,958
- Shares
- -29,312
- Change %
- -9.2%
- Price
- $16.34
- Shares after
- 288,301
- Date
- 06 Jun 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LXFR
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -6,201
- Change %
- -34%
- Price
- Shares after
- 12,000
- Date
- 06 Jun 2022
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 6,201
- Exercise price
- Footnotes
- F1, F2
LXFR
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -7,560
- Change %
- -25%
- Price
- Shares after
- 22,500
- Date
- 06 Jun 2022
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 7,560
- Exercise price
- Footnotes
- F1, F3
LXFR
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -5,842
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 06 Jun 2022
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 5,842
- Exercise price
- Footnotes
- F1, F4
LXFR
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -4,770
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 06 Jun 2022
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 4,770
- Exercise price
- Footnotes
- F1, F5
LXFR
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -8,948
- Change %
- -52%
- Price
- Shares after
- 8,350
- Date
- 06 Jun 2022
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 8,948
- Exercise price
- Footnotes
- F1, F6
LXFR
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -15,142
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 06 Jun 2022
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 15,142
- Exercise price
- Footnotes
- F1, F7
LXFR
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -9,600
- Change %
- -33%
- Price
- Shares after
- 19,200
- Date
- 06 Jun 2022
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 9,600
- Exercise price
- Footnotes
- F1, F8
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Alok Maskara is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 8 footnotes
Footnote F1
Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
Footnote F2
The remaining Restricted Stock Units would normally vest in three equal annual installments on March 15, 2023, 2024, and 2025. In accordance with the Reporting Person's employment contract and arrangements made with respect to the Reporting Person's termination of employment with the Issuer, the remaining Restricted Stock Units will be forfeited and lapse. The amount above includes 201 additional Restricted Stock Units accrued through June 6, 2022 related to dividend reinvestment rights.
Footnote F3
The Restricted Stock Units would normally vest in four equal annual installments beginning on March 14, 2023. In accordance with the Reporting Person's employment contract and arrangements made with respect to the Reporting Person's termination of employment with the Issuer, the remaining Restricted Stock Units will be forfeited and lapse. The amount above includes 60 Restricted Stock Units accrued through June 6, 2022 related to dividend reinvestment rights.
Footnote F4
The remaining Restricted Stock Units would normally vest on March 14, 2023. In accordance with the Reporting Person's employment contract and arrangements made with respect to the Reporting Person's termination of employment with the Issuer, the Restricted Stock Units are fully vested. The amount above includes 542 additional Restricted Stock Units accrued through June 6, 2022 related to dividend reinvestment rights.
Footnote F5
Represents the vesting of the remaining performance-based Restricted Stock Units (at 50% target) awarded on March 14, 2019. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the three-year performance period ended December 31, 2021. The performance-based Restricted Stock Units would normally vest on March 14, 2023 but fully vested on June 6, 2022 in accordance with the Reporting Person's employment contract and arrangements made with respect to the Reporting Person's termination of employment with the Issuer.
Footnote F6
The remaining Restricted Stock Units would normally vest in two equal annual installments on March 14, 2023 and March 14, 2024. In accordance with the Reporting Person's employment contract and arrangements made with respect to the Reporting Person's termination of employment with the Issuer, the remaining Restricted Stock Units will be forfeited and lapse. The amount above includes 598 additional Restricted Stock Units accrued through June 6, 2022 related to dividend reinvestment rights.
Footnote F7
Represents the vesting of performance-based Restricted Stock Units awarded on March 13, 2020. The performance-based Restricted Stock Units vested upon the achievement of relative Total Shareholder Return (TSR) goals for the pro-rated performance period in accordance with the Reporting Person's employment contract and arrangements made with respect to the Reporting Person's termination of employment with the Issuer.
Footnote F8
Represents the vesting of performance-based Restricted Stock Units awarded on March 15, 2021. The performance-based Restricted Stock Units vested upon the achievement of an adjusted diluted EPS performance metric for the performance period ended December 31, 2021. The performance-based Restricted Stock Units normally vest in three equal annual installments beginning on March 14, 2023. The remaining performance-based Restricted Stock Units will be forfeited and lapse in accordance with the Reporting Person's employment contract and arrangements made with respect to the Reporting Person's termination of employment with the Issuer.
SEC remarks
The Reporting Person left employment with the Issuer, effective May 5, 2022, and is no longer serving as the Chief Executive Officer and a Director of the Issuer. This Form 4 is being filed as a voluntary exit Form 4, indicating that the Reporting Person is no longer subject to Section 16 reporting with respect to the the Issuer unless otherwise required by the Securities Exchange Act of 1934, as amended.