Key facts
- This page summarizes Heather Harding's Form 4 filing for LUXFER HOLDINGS PLC (LXFR).
- 3 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 16 Mar 2022, 17:22.
Heather Harding - 15 Mar 2022 Form 4 Insider Report for LUXFER HOLDINGS PLC (LXFR)
- Reporting relationship
- Other*
- Issuer ticker
- LXFR
- Reported as of
- 15 Mar 2022
- Net transaction value
- -$15,252
- SEC form
- 4
- Accepted by SEC
- 16 Mar 2022, 17:22:31 UTC
- Prior SEC filing
- 16 Mar 2022
- Next SEC filing
- 07 Jul 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Megan E. Glise under Power of Attorney for Heather Harding
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Heather Harding filed Form 4 for LUXFER HOLDINGS PLC (LXFR) on 16 Mar 2022.
Change
- Previous filing in this sequence was filed on 16 Mar 2022.
- Current net transaction value: -$15,252.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
LXFR
transaction
Ordinary Shares
Options Exercise
- Transaction value
- Shares
- +1,741
- Change %
- +3.4%
- Price
- Shares after
- 52,273
- Date
- 15 Mar 2022
- Ownership
- Direct
- Footnotes
- F1
LXFR
transaction
Ordinary Shares
Tax liability
- Transaction value
- $15,252
- Shares
- -807
- Change %
- -1.5%
- Price
- $18.90
- Shares after
- 51,466
- Date
- 15 Mar 2022
- Ownership
- Direct
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
LXFR
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- Shares
- -1,741
- Change %
- -25%
- Price
- Shares after
- 5,100
- Date
- 15 Mar 2022
- Ownership
- Direct
- Underlying class
- Ordinary Shares
- Underlying amount
- 1,741
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Heather Harding is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Restricted Stock Units convert 1 for 1, subject to a nominal payment of $1.00 per Ordinary Share.
Footnote F2
The remaining Restricted Stock Units would normally vest in three equal installments beginning on March 15, 2023, subject to the Reporting Person's continued service at the time of vesting. Given the Reporting Person's retirement, the remaining Restricted Stock Units will be forfeited and lapse.
SEC remarks
The Reporting Person retired from the Issuer, effective March 1, 2022, and is no longer serving as the Issuer's Chief Financial Officer. This Form 4 is being filed as a voluntary exit Form 4, indicating that the Reporting Person no longer constitutes an "officer" within the meaning of Rule 16a-1 and, therefore, is no longer subject to Section 16 reporting unless otherwise required by the Securities Exchange Act of 1934, as amended.