Key facts
- This page summarizes Alexander Buffett Rozek's Form 4 filing for BOSTON OMAHA Corp (BOC).
- 4 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 13 May 2024, 17:16.
Alexander Buffett Rozek - 09 May 2024 Form 4 Insider Report for BOSTON OMAHA Corp (BOC)
- Reporting relationship
- Co-CEO, Co-President, Director, 10%+ Owner
- Issuer ticker
- BOC
- Reported as of
- 09 May 2024
- Net transaction value
- -$12,344,168
- SEC form
- 4
- Accepted by SEC
- 13 May 2024, 17:16:49 UTC
- Prior SEC filing
- 20 Feb 2024
- Next SEC filing
- 30 Oct 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Alexander B. Rozek
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Alexander Buffett Rozek filed Form 4 for BOSTON OMAHA Corp (BOC) on 13 May 2024.
Change
- Previous filing in this sequence was filed on 20 Feb 2024.
- Current net transaction value: -$12,344,168.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
BOC
transaction
Class B common stock, par value $0.001 per share
Other
- Transaction value
- $0
- Shares
- -120,000
- Change %
- -13%
- Price
- $0.000000
- Shares after
- 789,774
- Date
- 09 May 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3, F4, F5
BOC
transaction
Class A common stock, par value $0.001 per share
Other
- Transaction value
- $3,282,300
- Shares
- -210,000
- Change %
- -27%
- Price
- $15.63
- Shares after
- 579,774
- Date
- 09 May 2024
- Ownership
- Direct
- Footnotes
- F3, F4, F5, F6, F9
BOC
transaction
Class B common stock, par value $0.001 per share
Other
- Transaction value
- $8,249,201
- Shares
- -527,780
- Change %
- -91%
- Price
- $15.63
- Shares after
- 51,994
- Date
- 09 May 2024
- Ownership
- Direct
- Footnotes
- F3, F4, F5, F7, F9
BOC
transaction
Warrants to Purchase Class B common stock, par value $0.001
Other
- Transaction value
- $812,666
- Shares
- -51,994
- Change %
- -100%
- Price
- $15.63
- Shares after
- 0
- Date
- 09 May 2024
- Ownership
- Direct
- Footnotes
- F3, F4, F5, F8, F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Alexander Buffett Rozek is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 9 footnotes
Footnote F1
On May 9, 2024, Boulderado Partners, LLC ("BP") redeemed interests of BP held by Alexander B. Rozek, in consideration of the distribution to Mr. Rozek of the shares of Class B common stock of the Issuer. BP, BC and BG disclaim beneficial ownership over such shares held by Mr. Rozek.
Footnote F2
This is comprised of the 120,000 shares of Class B Common stock of the Issuer held by Mr. Rozek after the reported transaction and the fact that BP may be the beneficial owner of 669,774 shares of Common Stock that it holds (comprised of 407,780 shares of Class B Common Stock, 210,000 shares of Class A Common Stock and 51,994 Warrants to purchase Class B Common stock of the Issuer).
Footnote F3
Boulderado Capital, LLC ("BC"), Boulderado Group, LLC ("BG") and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
Footnote F4
Mr. Rozek previously served as a director of the Issuer and was the Co-Chief Executive Officer and Co-President of the Issuer.
Footnote F5
The reported shares are directly owned by BP, other than the shares distributed to Mr. Rozek as described in footnote (1). BC is the managing member of BP. BG is the investment manager of BP. Mr. Rozek is the managing member of BP, BC and BG. BP, BC, BG and Mr. Rozek disclaim beneficial ownership except to the extent of their respective pecuniary interests therein, and this report shall not be deemed an admission of beneficial ownership of these securities for Section 16 or for any other purposes.
Footnote F6
On May 9, 2024, BP sold all owned shares of Class A Common stock of the Issuer to the Issuer.
Footnote F7
On May 9, 2024 BP and Mr. Rozek sold all owned shares of Class B Common stock of the Issuer to the Issuer.
Footnote F8
On May 9, 2024 BP sold all owned Warrants to purchase Class B Common Stock of the Issuer to the Issuer. As a result, of this transaction and the transactions referenced above, none of Mr. Rozek, BP, BC or BG has any beneficial ownership of any securities of the Issuer.
Footnote F9
The aggregate purchase price payable to Mr. Rozek is $9,175,600 and the aggregate purchase price payable to BP is $9,951,113.62. This was based on the 30-day Volume Weighted Average Price of the shares of Class A Common stock of the Issuer measured two trading days before the sale. Part of the consideration payable to Mr. Rozek for his shares of Class B Common Stock includes a blocking/control premium of $7,300,000 which was determined using a valuation provided by The Brattle Group, a firm specializing in valuations of equity instruments.