Key facts
- This page summarizes Thomas Pluta's Form 4/A filing for Tradeweb Markets Inc. (TW).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 08 May 2024, 18:52.
Thomas Pluta - 18 Mar 2024 Form 4/A Insider Report for Tradeweb Markets Inc. (TW)
- Reporting relationship
- President, Director
- Issuer ticker
- TW
- Reported as of
- 18 Mar 2024
- Net transaction value
- $0
- SEC form
- 4/A
- Accepted by SEC
- 08 May 2024, 18:52:45 UTC
- Original report date
- 19 Mar 2024
- Prior SEC filing
- 19 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Douglas Friedman, Attorney-in-Fact for Thomas Pluta
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Thomas Pluta filed Form 4/A for Tradeweb Markets Inc. (TW) on 08 May 2024.
Change
- Previous filing in this sequence was filed on 19 Mar 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
TW
transaction
Class A common stock
Award
- Transaction value
- $0
- Shares
- +15
- Change %
- +0.02%
- Price
- $0.000000
- Shares after
- 99,442
- Date
- 18 Mar 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
On March 19, 2024, the reporting person filed a Form 4 that reported the gross number of shares to which the reporting person became entitled in settlement of certain dividend equivalent right (the "DER") proceeds, rather than the number of actual shares acquired net of withholding taxes, in connection with the settlement of restricted stock units ("RSUs") in respect of the issuer's Class A common stock (the "Class A Common Stock") held by the reporting person. This Form 4/A reports the correct number of shares acquired and the correct number of shares held by the reporting person following the transaction that occurred on March 18, 2024.
Footnote F2
Represents shares of Class A Common Stock acquired in connection with the settlement of DERs. The DERs were granted in connection with previously awarded RSUs, and settled in shares of Class A Common Stock in connection with the settlement of the RSUs to which they relate.
Footnote F3
This amount includes (i) 19,647 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025 and March 15, 2026, (ii) 53,429 unvested RSUs in respect of Class A Common Stock which are scheduled to vest on January 1, 2026, and (iii) 13,854 unvested RSUs in respect of Class A Common Stock which are scheduled to vest in equal installments on March 15, 2025, March 15, 2026 and March 15, 2027, in each case, subject to the reporting person's continued employment through the applicable vesting date.