HIGGINS ARTHUR J - 06 May 2024 Form 4 Insider Report for ECOLAB INC. (ECL)

Reporting relationship: Director
Issuer ticker: ECL
Reported as of: 06 May 2024
Net transaction value: -$511,142
SEC form: 4
Accepted by SEC: 08 May 2024, 16:49:45 UTC
Prior SEC filing: 02 Apr 2024
Next SEC filing: 14 May 2024
Source filing: View source filing
Reporting owner signature: /s/ David F. Duvick, as Attorney-in-Fact for Arthur J. Higgins

Key filing fact

HIGGINS ARTHUR J filed Form 4 for ECOLAB INC. (ECL) on 08 May 2024.

Key facts

This page summarizes HIGGINS ARTHUR J's Form 4 filing for ECOLAB INC. (ECL).
6 reported transactions and 3 derivative rows are listed below.
Accepted by SEC: 08 May 2024, 16:49.

Change

Previous filing in this sequence was filed on 02 Apr 2024.
Current net transaction value: -$511,142.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ECL transaction

Common Stock

Options Exercise

Transaction value: $248,039
Shares: +2,200
Change %: +8.6%
Price: $112.74
Shares after: 27,748
Date: 06 May 2024
Ownership: Direct

ECL transaction

Common Stock

Options Exercise

Transaction value: $264,672
Shares: +2,300
Change %: +8.3%
Price: $115.08
Shares after: 30,048
Date: 06 May 2024
Ownership: Direct

ECL transaction

Common Stock

Sale

Transaction value: $1,023,854
Shares: -4,500
Change %: -15%
Price: $227.52
Shares after: 25,548
Date: 06 May 2024
Ownership: Direct
Footnotes: F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

ECL transaction Derivative

Non-Employee Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -2,200
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 May 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,200
Exercise price: $112.74
Footnotes: F2

ECL transaction Derivative

Non-Employee Stock Option (Right to Buy)

Options Exercise

Transaction value: $0
Shares: -2,300
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 06 May 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 2,300
Exercise price: $115.08
Footnotes: F2

ECL transaction Derivative

Non-Employee Director Stock Option (Right to Buy)

Award

Transaction value: $0
Shares: +934
Change %
Price: $0.000000
Shares after: 934
Date: 06 May 2024
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 934
Exercise price: $228.26
Footnotes: F2

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

This transaction was executed in multiple trades at prices ranging from $227.51 to $227.60, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Footnote F2

The option became or will become exercisable, on a cumulative basis, as to 25% of the option shares (excluding any fractional portion less than one share), on the last day of each of the first, second and third three-month periods following its date of grant and as to the remaining shares on the last day of the fourth three-month period following its date of grant; provided, however, that if a Change in Control of the Company (as that term is defined in the Ecolab Inc. 2001 Non-Employee Director Stock Option and Deferred Compensation Plan) will occur, then the option will become immediately exercisable in full. The date listed in the Date Exercisable column represents the first vesting date.