Key facts
- This page summarizes James Joseph Butler III's Form 4 filing for PFSWEB INC.
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 19 Nov 2021, 16:16.
James Joseph Butler III - 17 Nov 2021 Form 4 Insider Report for PFSWEB INC
- Reporting relationship
- Former EVP
- Issuer ticker
- N/A
- Reported as of
- 17 Nov 2021
- Net transaction value
- +$1,250,000
- SEC form
- 4
- Accepted by SEC
- 19 Nov 2021, 16:16:57 UTC
- Prior SEC filing
- 04 Oct 2021
- Source filing
- View source filing
- Reporting owner signature
- /s/ Thomas J Madden by Power of Attorney
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
James Joseph Butler III filed Form 4 for PFSWEB INC on 19 Nov 2021.
Change
- Previous filing in this sequence was filed on 04 Oct 2021.
- Current net transaction value: +$1,250,000.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PFSW
transaction
Common Stock
Options Exercise
- Transaction value
- $1,250,000
- Shares
- +250,000
- Change %
- +80%
- Price
- $5.00
- Shares after
- 564,426
- Date
- 17 Nov 2021
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PFSW
transaction
Derivative
Option to purchase
Options Exercise
- Transaction value
- $0
- Shares
- +250,000
- Change %
- Price
- $0.000000*
- Shares after
- 0
- Date
- 17 Nov 2021
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 250,000
- Exercise price
- $5.00
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
James Joseph Butler III is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Exercise of stock options issued under the Company's Stock and Incentive Plan.
Footnote F2
The shares subject to the option vest as follows: 20% of the shares subject to the option vest on 12/31/2019 and the remaining shares vest 20% annually over the following 4 years.
Footnote F3
Remaining vesting schedule accelerated 8/25/2021 due to the sale of the LiveArea Business Unit.