Key facts
- This page summarizes Frank Kung's Form 4 filing for AMYRIS, INC..
- 3 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 07 May 2024, 20:12.
Frank Kung - 07 May 2024 Form 4 Insider Report for AMYRIS, INC.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 07 May 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 07 May 2024, 20:12:40 UTC
- Prior SEC filing
- 23 Sep 2022
- Source filing
- View source filing
- Reporting owner signature
- /s/ Frank Kung
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Frank Kung filed Form 4 for AMYRIS, INC. on 07 May 2024.
Change
- Previous filing in this sequence was filed on 23 Sep 2022.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
AMRS
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -6,796,205
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 May 2024
- Ownership
- By Vivo Capital Fund VIII, L.P.
- Footnotes
- F1, F2
AMRS
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -938,416
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 May 2024
- Ownership
- By Vivo Capital Surplus Fund VIII, L.P.
- Footnotes
- F1, F2
AMRS
transaction
Common Stock
Other
- Transaction value
- $0
- Shares
- -16,207
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 07 May 2024
- Ownership
- By Vivo Capital LLC
- Footnotes
- F1, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Frank Kung is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 3 footnotes
Footnote F1
Pursuant to the Issuer's Third Amended Joint Plan of Reorganization Pursuant to Chapter 11 of the Bankruptcy Code, which was confirmed by the United States Bankruptcy Court for the District of Delaware on February 7, 2024 and became effective on May 7, 2024, each share of the Issuer's common stock and options to purchase the Issuer's common stock outstanding prior to the Issuer's emergence from bankruptcy were cancelled for no value.
Footnote F2
The General Partner of Vivo Capital Fund VIII, L.P. and Vivo Capital Surplus Fund VIII, L.P. is Vivo Capital VIII, LLC, of which the Reporting Person is a voting member. The Reporting Person may be deemed to share voting and dispositive power over these shares with four (4) other voting members. The Reporting Person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
Footnote F3
Pursuant to an agreement dated November 2, 2017 between the Reporting Person and Vivo Capital LLC ("Vivo Capital"), the Reporting Person agreed to remit the equity compensation received under Issuer's non-employee director compensation program to Vivo Capital if and when such equity compensation becomes vested and/or exercised.
SEC remarks
In August 2023, pursuant to an agreement between the Reporting Person and the Issuer, the Reporting Person forfeited all unvested restricted stock unit awards and stock option awards granted pursuant to the Issuer's Non-Employee Director Compensation Program.