James A. Ratigan - 06 Jul 2021 Form 3 Insider Report for IOTA COMMUNICATIONS, INC.

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 06 Jul 2021
Net transaction value: $0
SEC form: 3
Accepted by SEC: 15 Sep 2021, 08:30:48 UTC
Source filing: View source filing
Reporting owner signature: /s/ James A. Ratigan

Filing notes and source

Key filing fact

James A. Ratigan filed Form 3 for IOTA COMMUNICATIONS, INC. on 15 Sep 2021.

Key facts

This page summarizes James A. Ratigan's Form 3 filing for IOTA COMMUNICATIONS, INC..
0 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 15 Sep 2021, 08:30.

Change

No earlier filing in this sequence is available for direct comparison.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

IOTC holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 6,708,159
Date: 06 Jul 2021
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

IOTC holding Derivative

Warrant (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 06 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 5,000,000
Exercise price: $0.1200

IOTC holding Derivative

Warrant (Right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date: 06 Jul 2021
Ownership: Direct
Underlying class: Common Stock
Underlying amount: 1,666,667
Exercise price: $0.1200

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

SEC remarks

These shares and warrants to purchase shares of common stock of the issuer were issued to Mr. Ratigan prior to his appointment as a director of the issuer.