Key facts
- This page summarizes Robert K. Temple's Form 4 filing for NUSCALE POWER Corp (SMR).
- 4 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 06 May 2024, 18:19.
Robert K. Temple - 02 May 2024 Form 4 Insider Report for NUSCALE POWER Corp (SMR)
- Reporting relationship
- General Counsel
- Issuer ticker
- SMR
- Reported as of
- 02 May 2024
- Net transaction value
- -$198,095
- SEC form
- 4
- Accepted by SEC
- 06 May 2024, 18:19:50 UTC
- Prior SEC filing
- 08 Mar 2024
- Next SEC filing
- 01 Aug 2024
- Source filing
- View source filing
- Reporting owner signature
- Patrick C. Cannon, attorney-in-fact for Robert K. Temple
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Robert K. Temple filed Form 4 for NUSCALE POWER Corp (SMR) on 06 May 2024.
Change
- Previous filing in this sequence was filed on 08 Mar 2024.
- Current net transaction value: -$198,095.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
SMR
transaction
Class A Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +32,680
- Change %
- +172%
- Price
- $0.000000
- Shares after
- 51,733
- Date
- 02 May 2024
- Ownership
- Direct
SMR
transaction
Class A Common Stock
Sale
- Transaction value
- $53,593
- Shares
- -8,873
- Change %
- -17%
- Price
- $6.04
- Shares after
- 42,860
- Date
- 03 May 2024
- Ownership
- Direct
- Footnotes
- F1
SMR
transaction
Class A Common Stock
Sale
- Transaction value
- $144,502
- Shares
- -23,806
- Change %
- -56%
- Price
- $6.07
- Shares after
- 19,054
- Date
- 06 May 2024
- Ownership
- Direct
- Footnotes
- F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
SMR
transaction
Derivative
Restricted Stock Unit
Options Exercise
- Transaction value
- $0
- Shares
- -32,680
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 32,679
- Date
- 02 May 2024
- Ownership
- Direct
- Underlying class
- Class A Common Stock
- Underlying amount
- 32,680
- Exercise price
- Footnotes
- F4, F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 5 footnotes
Footnote F1
The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
Footnote F2
Transaction was made pursuant to Reporting Person's 10b5-1 Plan in place with Fidelity.
Footnote F3
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.83 to $6.29, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Footnote F4
Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.
Footnote F5
On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three annual installments beginning on May 2, 2023.