Key facts
- This page summarizes MANGROVE PARTNERS IM, LLC's Form 4 filing for Pearl Holdings Acquisition Corp.
- 0 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 06 May 2024, 17:29.
MANGROVE PARTNERS IM, LLC - 16 Apr 2024 Form 4 Insider Report for Pearl Holdings Acquisition Corp
- Reporting relationship
- Former 10% Owner
- Issuer ticker
- N/A
- Reported as of
- 16 Apr 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 06 May 2024, 17:29:23 UTC
- Prior SEC filing
- 20 Dec 2023
- Next SEC filing
- 13 Jan 2025
- Source filing
- View source filing
- Reporting owner signature
- /s/ Mangrove Partners IM, LLC, By: Nathaniel H. August, President
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
MANGROVE PARTNERS IM, LLC filed Form 4 for Pearl Holdings Acquisition Corp on 06 May 2024.
Change
- Previous filing in this sequence was filed on 20 Dec 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PRLH
holding
Class A Ordinary Shares
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 249,158
- Date
- 16 Apr 2024
- Ownership
- See Footnote
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
MANGROVE PARTNERS IM, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
These shares of the Issuer's Class A Ordinary Shares are held directly by the Mangrove Partners Master Fund, Ltd. (the "Master Fund"). Mangrove Partners IM, LLC ("Mangrove Partners") serves as the investment manager of the Master Fund and, in such capacity, may be deemed to beneficially own the securities reported herein. Mangrove Partners disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that Mangrove Partners is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose.
Footnote F2
Effective March 14, 2024, Nathanial August and the other members of Mangrove Partners contributed their interests to a newly formed entity, Mangrove Holding, Inc., and then sold their equity in Mangrove Holding, Inc. to the Mangrove Retirement Savings Plan, which holds 100% of the outstanding equity of Mangrove Holding, Inc. As a result of these changes, Mr. August may no longer be deemed an indirect beneficial owner of the Class A Ordinary Shares held by the Master Fund and thus has been removed as a reporting person on this Form 4.
SEC remarks
Since the most recent Form 4 filed by the Reporting Person for this Issuer on December 23, 2023, the Reporting Person changed its name from "Mangrove Partners" to "Mangrove Partners IM, LLC". On April 16, 2024, the Issuer disclosed in its annual report on Form 10-K that, as of April 16, 2024, there were 5,167,693 Class A Ordinary Shares outstanding. Accordingly, as of April 16, 2024, Mangrove Partners no longer may be deemed to beneficially own more than 10% of the Class A Ordinary Shares. Mangrove Partners is voluntarily filing this Form 4 to report that it is no longer subject to Section 16 of the Exchange Act with respect to the Class A Ordinary Shares and therefore will no longer report any such transactions on Form 4 or Form 5.