Greylock XIV GP LLC - 29 Apr 2024 Form 4 Insider Report for Rubrik, Inc. (RBRK)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
01 May 2024, 18:37:19 UTC
Prior SEC filing
24 Apr 2024
Next SEC filing
31 Jan 2025
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ Donald A. Sullivan, as Administrative Partner of Greylock XIV GP LLC

Key filing fact

Greylock XIV GP LLC filed Form 4 for Rubrik, Inc. (RBRK) on 01 May 2024.

Key facts

  • This page summarizes Greylock XIV GP LLC's Form 4 filing for Rubrik, Inc. (RBRK).
  • 15 reported transactions and 15 derivative rows are listed below.
  • Accepted by SEC: 01 May 2024, 18:37.

Change

  • Previous filing in this sequence was filed on 24 Apr 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

RBRK transaction Derivative

Series B Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-11,583,248
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Apr 2024
Ownership
By Greylock XIV Limited Partnership
Underlying class
Class B Common Stock
Underlying amount
11,583,248
Exercise price
Footnotes
F1, F2
RBRK transaction Derivative

Series C Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-1,950,165
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Apr 2024
Ownership
By Greylock XIV Limited Partnership
Underlying class
Class B Common Stock
Underlying amount
1,950,165
Exercise price
Footnotes
F1, F2
RBRK transaction Derivative

Series D Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-3,417,116
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Apr 2024
Ownership
By Greylock XIV Limited Partnership
Underlying class
Class B Common Stock
Underlying amount
3,417,116
Exercise price
Footnotes
F1, F2
RBRK transaction Derivative

Series E Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-955,260
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Apr 2024
Ownership
By Greylock XIV Limited Partnership
Underlying class
Class B Common Stock
Underlying amount
955,260
Exercise price
Footnotes
F1, F2
RBRK transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+17,905,789
Change %
Price
$0.000000
Shares after
17,905,789
Date
29 Apr 2024
Ownership
By Greylock XIV Limited Partnership
Underlying class
Class A Common Stock
Underlying amount
17,905,789
Exercise price
Footnotes
F2, F3
RBRK transaction Derivative

Series B Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-643,512
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Apr 2024
Ownership
By Greylock XIV-A Limited Partnership
Underlying class
Class B Common Stock
Underlying amount
643,512
Exercise price
Footnotes
F1, F4
RBRK transaction Derivative

Series C Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-108,342
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Apr 2024
Ownership
By Greylock XIV-A Limited Partnership
Underlying class
Class B Common Stock
Underlying amount
108,342
Exercise price
Footnotes
F1, F4
RBRK transaction Derivative

Series D Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-189,840
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Apr 2024
Ownership
By Greylock XIV-A Limited Partnership
Underlying class
Class B Common Stock
Underlying amount
189,840
Exercise price
Footnotes
F1, F4
RBRK transaction Derivative

Series E Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-53,070
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Apr 2024
Ownership
By Greylock XIV-A Limited Partnership
Underlying class
Class B Common Stock
Underlying amount
53,070
Exercise price
Footnotes
F1, F4
RBRK transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+994,764
Change %
Price
$0.000000
Shares after
994,764
Date
29 Apr 2024
Ownership
By Greylock XIV-A Limited Partnership
Underlying class
Class A Common Stock
Underlying amount
994,764
Exercise price
Footnotes
F3, F4
RBRK transaction Derivative

Series B Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-643,512
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Apr 2024
Ownership
By Greylock XIV Principals LLC
Underlying class
Class B Common Stock
Underlying amount
643,512
Exercise price
Footnotes
F1, F5
RBRK transaction Derivative

Series C Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-108,342
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Apr 2024
Ownership
By Greylock XIV Principals LLC
Underlying class
Class B Common Stock
Underlying amount
108,342
Exercise price
Footnotes
F1, F5
RBRK transaction Derivative

Series D Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-189,840
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Apr 2024
Ownership
By Greylock XIV Principals LLC
Underlying class
Class B Common Stock
Underlying amount
189,840
Exercise price
Footnotes
F1, F5
RBRK transaction Derivative

Series E Preferred Stock

Conversion of derivative security

Transaction value
$0
Shares
-53,070
Change %
-100%
Price
$0.000000*
Shares after
0
Date
29 Apr 2024
Ownership
By Greylock XIV Principals LLC
Underlying class
Class B Common Stock
Underlying amount
53,070
Exercise price
Footnotes
F1, F5
RBRK transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+994,764
Change %
Price
$0.000000
Shares after
994,764
Date
29 Apr 2024
Ownership
By Greylock XIV Principals LLC
Underlying class
Class A Common Stock
Underlying amount
994,764
Exercise price
Footnotes
F3, F5
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 5 footnotes

Footnote F1

The Series B Preferred Stock, Series C Preferred Stock, Series D Preferred Stock and Series E Preferred Stock converted into Class B Common Stock on a one-for-one basis immediately prior to the closing of the Issuer's initial public offering, and had no expiration date.

Footnote F2

The shares are held of record by Greylock XIV Limited Partnership, or Greylock XIV LP. Greylock XIV GP LLC, or Greylock XIV GP, is the general partner of Greylock XIV LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Footnote F3

Each share of Class B Common Stock will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the holder into one share of Class A Common Stock.

Footnote F4

The shares are held of record by Greylock XIV-A Limited Partnership, or Greylock XIV-A LP. Greylock XIV GP is the general partner of Greylock XIV-A LP. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV-A LP. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV-A LP except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

Footnote F5

The shares are held of record by Greylock XIV Principals LLC, or Greylock XIV Principals. Greylock XIV GP is the manager of Greylock XIV Principals. Greylock XIV GP may be deemed to share voting and dispositive power with regard to the shares held directly by Greylock XIV Principals. Greylock XIV GP disclaims beneficial ownership of the securities held by Greylock XIV Principals except to the extent of any pecuniary interest therein and the inclusion of these securities in this report shall not be deemed an admission by Greylock XIV GP of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.

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