Dirk Ole Hoefelmann - 03 Mar 2023 Form 4 Insider Report for PLUG POWER INC (PLUG)

Reporting relationship: GM, Electrolyzers & Exec VP
Issuer ticker: PLUG
Reported as of: 03 Mar 2023
Net transaction value: -$466,470
SEC form: 4
Accepted by SEC: 13 Apr 2023, 17:18:32 UTC
Prior SEC filing: 27 Apr 2023
Next SEC filing: 14 Feb 2024
Source filing: View source filing
Reporting owner signature: /s/ Gerard L. Conway, Jr, as Attorney-in-Fact

Key filing fact

Dirk Ole Hoefelmann filed Form 4 for PLUG POWER INC (PLUG) on 13 Apr 2023.

Key facts

This page summarizes Dirk Ole Hoefelmann's Form 4 filing for PLUG POWER INC (PLUG).
1 reported transaction and 0 derivative rows are listed below.
Accepted by SEC: 13 Apr 2023, 17:18.

Change

Previous filing in this sequence was filed on 27 Apr 2023.
Current net transaction value: -$466,470.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PLUG transaction

Common Stock

Tax liability

Transaction value: $466,470
Shares: -34,994
Change %: -11%
Price: $13.33
Shares after: 280,064
Date: 03 Mar 2023
Ownership: Direct
Footnotes: F1, F2

PLUG holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after: 1,517
Date: 03 Mar 2023
Ownership: 401(k) Plan
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Dirk Ole Hoefelmann is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock awards.

Footnote F2

Pursuant to the Plug Power Inc. 2021 Stock Option and Incentive Plan, as amended, each share was tendered to Issuer at the price per share on the closing date of March 2, 2023, which is the date prior to the date withholding was effected.

Footnote F3

The Reporting Person holds 1,517 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of March 31, 2023.