Key facts
- This page summarizes Keith Schmidt's Form 4 filing for PLUG POWER INC (PLUG).
- 2 reported transactions and 0 derivative rows are listed below.
- Accepted by SEC: 02 Dec 2022, 17:44.
Keith Schmidt - 19 Aug 2022 Form 4 Insider Report for PLUG POWER INC (PLUG)
- Reporting relationship
- GM New Mkts & Pres New Prd Dv
- Issuer ticker
- PLUG
- Reported as of
- 19 Aug 2022
- Net transaction value
- -$1,764,784
- Reporting owner signature
- /s/ Gerard L. Conway, Jr., Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
3 source fields
Reporting owner
1 detail
Key filing fact
Keith Schmidt filed Form 4 for PLUG POWER INC (PLUG) on 02 Dec 2022.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$1,764,784.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PLUG
transaction
Common Stock
Tax liability
- Transaction value
- $1,116,560
- Shares
- -39,274
- Change %
- -8.1%
- Price
- $28.43
- Shares after
- 447,638
- Date
- 19 Aug 2022
- Ownership
- Direct
- Footnotes
- F1, F2, F3, F4
PLUG
transaction
Common Stock
Tax liability
- Transaction value
- $648,224
- Shares
- -29,667
- Change %
- -6.6%
- Price
- $21.85
- Shares after
- 417,971
- Date
- 28 Sep 2022
- Ownership
- Direct
- Footnotes
- F1, F5
PLUG
holding
Common Stock
No transaction description listed
- Transaction value
- Shares
- Change %
- Price
- Shares after
- 44,797
- Date
- 19 Aug 2022
- Ownership
- 401(k) Plan
- Footnotes
- F6
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 6 footnotes
Footnote F1
Tendered to Issuer to satisfy tax withholding obligations of the Reporting Person incurred in connection with the vesting of the Reporting Person's restricted stock award.
Footnote F2
The initial grant of the restricted stock award was reported on a Form 4 filed on August 21, 2019, but was inadvertently disclosed as a restricted stock unit award instead of a restricted stock award.
Footnote F3
Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of August 18, 2022, which is the date prior to the date withholding was effected.
Footnote F4
The total Amount of Securities Beneficially Owned in Table I, Column 5 reflects the addition of 83,333 shares of the restricted stock award that was previously reported inadvertently on Table II as part of a grant of 250,000 restricted stock units on the Form 4 filed on August 21, 2019.
Footnote F5
Pursuant to the Plug Power Inc. Third Amended and Restated 2011 Stock Option and Incentive Plan, each share was tendered to Issuer at the price per share on the closing date of September 27, 2022, which is the date prior to the date withholding was effected.
Footnote F6
The Reporting Person holds 44,797 shares of common stock in Plug Power Inc.'s 401(k) plan. The information in this report is based on a plan statement as of November 14, 2022.