Barry Canton - 25 Apr 2024 Form 4 Insider Report for Ginkgo Bioworks Holdings, Inc. (DNA)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
29 Apr 2024, 16:53:58 UTC
Prior SEC filing
22 Dec 2023
Next SEC filing
10 Apr 2026
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Karen Tepichin, Attorney-in-Fact

Key filing fact

Barry Canton filed Form 4 for Ginkgo Bioworks Holdings, Inc. (DNA) on 29 Apr 2024.

Key facts

  • This page summarizes Barry Canton's Form 4 filing for Ginkgo Bioworks Holdings, Inc. (DNA).
  • 2 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 29 Apr 2024, 16:53.

Change

  • Previous filing in this sequence was filed on 22 Dec 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

DNA transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+5,000,000
Change %
Price
$0.000000
Shares after
5,000,000
Date
25 Apr 2024
Ownership
Direct
Underlying class
Class A Common Stock
Underlying amount
5,000,000
Exercise price
$2.50
Footnotes
F1
DNA transaction Derivative

Stock Option

Award

Transaction value
$0
Shares
+5,000,000
Change %
Price
$0.000000
Shares after
5,000,000
Date
25 Apr 2024
Ownership
By Spouse
Underlying class
Class A Common Stock
Underlying amount
5,000,000
Exercise price
$2.50
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The options are subject both to time-based and performance-based vesting criteria (the "Founder Options"). The performance-based vesting is tied to the achievement of four specified stock price hurdles within a five-year period, with 10% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $5.00, 10% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $7.50, 20% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $10.00 and the remaining 60% of the Founder Options vesting based on the achievement of a 90-calendar-day average stock price of $12.50. If any of the performance-based criteria are achieved during the five-year performance period, the awards will vest on the five-year anniversary of the grant date, subject to the Reporting Person's or spouse's continued employment with Ginkgo on such anniversary.

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