Steve Rosenberg - 19 Apr 2023 Form 4 Insider Report for TEXAS CAPITAL BANCSHARES INC/TX (TCBI)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
25 Apr 2024, 19:17:38 UTC
Prior SEC filing
20 Apr 2023
Next SEC filing
16 Jun 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
Mary Helen Hall, attorney-in-fact

Key filing fact

Steve Rosenberg filed Form 4 for TEXAS CAPITAL BANCSHARES INC/TX (TCBI) on 25 Apr 2024.

Key facts

  • This page summarizes Steve Rosenberg's Form 4 filing for TEXAS CAPITAL BANCSHARES INC/TX (TCBI).
  • 5 reported transactions and 3 derivative rows are listed below.
  • Accepted by SEC: 25 Apr 2024, 19:17.

Change

  • Previous filing in this sequence was filed on 20 Apr 2023.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

TCBI transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+1,377
Change %
+42%
Price
$0.000000
Shares after
4,634
Date
19 Apr 2023
Ownership
Direct
Footnotes
F1
TCBI transaction

Common Stock

Options Exercise

Transaction value
$0
Shares
+1,631
Change %
+35%
Price
$0.000000
Shares after
6,265
Date
24 Apr 2024
Ownership
Direct
Footnotes
F1
TCBI holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
33,115
Date
19 Apr 2023
Ownership
See footnote
Footnotes
F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

TCBI transaction Derivative

2024 Restricted Stock Units

Award

Transaction value
$0
Shares
+1,330
Change %
Price
$0.000000
Shares after
1,330
Date
23 Apr 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,330
Exercise price
$0.000000
Footnotes
F3
TCBI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,377
Change %
-100%
Price
$0.000000*
Shares after
0
Date
19 Apr 2023
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,377
Exercise price
Footnotes
F3
TCBI transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$0
Shares
-1,631
Change %
-100%
Price
$0.000000*
Shares after
0
Date
18 Apr 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
1,631
Exercise price
$0.000000
Footnotes
F3
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 3 footnotes

Footnote F1

Shares of common stock underlying the RSUs will be issued at a deferred settlement date per the election of the reporting person.

Footnote F2

Owned by EAD Investments, Ltd., which is owned by Mr. Rosenberg (49.5%), his spouse (49.5%) and SPR Ventures I, Inc. (1%), its general partner. SPR Ventures I, Inc. is owned by Mr. Rosenberg (50%).

Footnote F3

N/A

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