Charles M. Fernandez - 31 Dec 2023 Form 5 Insider Report for NextPlat Corp (NXPL)

Reporting relationship: Chairman & CEO, Director, 10%+ Owner
Issuer ticker: NXPL
Reported as of: 31 Dec 2023
Net transaction value: $0
SEC form: 5
Accepted by SEC: 23 Apr 2024, 17:24:42 UTC
Prior SEC filing: 20 Oct 2023
Next SEC filing: 04 Oct 2024
Source filing: View source filing
Reporting owner signature: /s/ Charles M. Fernandez

Key filing fact

Charles M. Fernandez filed Form 5 for NextPlat Corp (NXPL) on 23 Apr 2024.

Key facts

This page summarizes Charles M. Fernandez's Form 5 filing for NextPlat Corp (NXPL).
5 reported transactions and 2 derivative rows are listed below.
Accepted by SEC: 23 Apr 2024, 17:24.

Change

Previous filing in this sequence was filed on 20 Oct 2023.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 5 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

NXPL transaction

Common Stock

Award

Transaction value: $0
Shares: +39,000
Change %: +1.1%
Price: $0.000000
Shares after: 3,677,667
Date: 28 Feb 2023
Ownership: Direct
Footnotes: F2

NXPL transaction

Common Stock

Award

Transaction value: $0
Shares: +325,000
Change %: +9.7%
Price: $0.000000
Shares after: 3,677,667
Date: 03 Apr 2023
Ownership: Direct
Footnotes: F2

NXPL transaction

Common Stock

Award

Transaction value: $0
Shares: +25,000
Change %: +0.68%
Price: $0.000000
Shares after: 3,677,667
Date: 07 Apr 2023
Ownership: By wife
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

NXPL transaction Derivative

Stock Option

Award

Transaction value: $0
Shares: +25,000
Change %: +7.2%
Price: $0.000000
Shares after: 370,000
Date: 07 Apr 2023
Ownership: By wife
Underlying class: Common Stock, par value $0.0001 per share
Underlying amount: 25,000
Exercise price: $0.000000
Footnotes: F3

NXPL transaction Derivative

Stock Option

Award

Transaction value: $0
Shares: +200,000
Change %: +118%
Price: $0.000000
Shares after: 370,000
Date: 14 Apr 2023
Ownership: By eAperion Partners, LLC
Underlying class: Common Stock, par value $0.0001 per share
Underlying amount: 200,000
Exercise price: $0.000000
Footnotes: F4

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

On April 7, 2023, the reporting person's wife, and employee of the Issuer, entered into a Restricted Stock Award Agreement with the Issuer, pursuant to which she was granted 25,000 shares of the Issuer's common stock. The restricted stock vested immediately upon issuance.

Footnote F2

Includes 3,652,667 shares of common stock held indirectly by eAperion Partners, LLC, of which Mr. Fernandez is the owner and manager.

Footnote F3

The reporting person's wife, an employee of the Issuer, was granted options to purchase up to 25,000 shares of the Issuer's common stock pursuant to a Stock Option Agreement dated April 7, 2023, of which one third of the shares of common stock vested immediately on the Grant Date, with options to purchase an additional third of the shares of common stock vesting on the one-year anniversary of the Grant Date, and options to purchase the remaining third of the shares of common stock vesting on the second-year anniversary of the Grant Date.

Footnote F4

On April 14, 2023, the reporting person was granted options to purchase up to 200,000 shares of the Issuer's common stock pursuant to a Stock Option Agreement dated April 14, 2023, of which the shares of common stock vested immediately on the Grant Date.