Key facts
- This page summarizes Courtney L. Mizel's Form 4 filing for M.D.C. HOLDINGS, INC..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 19 Apr 2024, 09:23.
Courtney L. Mizel - 19 Apr 2024 Form 4 Insider Report for M.D.C. HOLDINGS, INC.
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 19 Apr 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 19 Apr 2024, 09:23:40 UTC
- Prior SEC filing
- 02 Aug 2023
- Source filing
- View source filing
- Reporting owner signature
- /s/ Joseph H. Fretz, Attorney-In-Fact
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Courtney L. Mizel filed Form 4 for M.D.C. HOLDINGS, INC. on 19 Apr 2024.
Change
- Previous filing in this sequence was filed on 02 Aug 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
MDC
transaction
Common Stock $.01 Par Value
Disposed to Issuer
- Transaction value
- Shares
- -51,238
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 19 Apr 2024
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
MDC
transaction
Derivative
Non-Statutory Stock Option (right to buy)
Disposed to Issuer
- Transaction value
- Shares
- -16,534
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 19 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock $ .01 Par Value
- Underlying amount
- 16,534
- Exercise price
- $36.48
- Footnotes
- F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Courtney L. Mizel is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Pursuant to the Agreement and Plan of Merger, dated as of January 17, 2024 (the "Merger Agreement"), by and among M.D.C. Holdings, Inc. ("Issuer"), SH Residential Holdings, LLC, Clear Line, Inc. and, solely for the purposes of Section 6.2, Section 6.17, and Section 9.15 therein, Sekisui House, Ltd., on April 19, 2024 (the "Effective Time"), these shares were cancelled and automatically converted into the right to receive $63.00 per share in cash, without interest (the "Merger Consideration").
Footnote F2
Pursuant to the Merger Agreement, at the Effective Time, each option award ("Issuer Option") was fully vested, cancelled and automatically converted into the right to receive an amount in cash (without interest) equal to the product of (A) the excess of (1) the Merger Consideration over (2) the exercise price per share of such Issuer Option, multiplied by (B) the number of shares of common stock subject to such Issuer Option, subject to any required withholding of taxes.