Key facts
- This page summarizes Bruce Grooms's Form 4/A filing for EMCORE CORP.
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 10 Apr 2024, 16:33.
Bruce Grooms - 09 Apr 2024 Form 4/A Insider Report for EMCORE CORP
- Reporting relationship
- Director
- Issuer ticker
- N/A
- Reported as of
- 09 Apr 2024
- Net transaction value
- $0
- SEC form
- 4/A
- Accepted by SEC
- 10 Apr 2024, 16:33:56 UTC
- Original report date
- 09 Apr 2024
- Prior SEC filing
- 27 Jul 2023
- Next SEC filing
- 27 Aug 2024
- Source filing
- View source filing
- Reporting owner signature
- Ryan Hochgesang, attorney in fact
Source evidence
Original filing metadata and source links for verification.
6 source fields
Reporting owner
1 detail
Key filing fact
Bruce Grooms filed Form 4/A for EMCORE CORP on 10 Apr 2024.
Change
- Previous filing in this sequence was filed on 27 Jul 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
EMKR
transaction
Restricted Stock Units
Award
- Transaction value
- Shares
- +23,219
- Change %
- +278%
- Price
- Shares after
- 31,578
- Date
- 09 Apr 2024
- Ownership
- Direct
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 2 footnotes
Footnote F1
Each restricted stock unit represents a contingent right to receive one share of EMCORE common stock. The restricted stock units were issued pursuant to the EMCORE Corporation 2019 Equity Incentive Plan (the "Equity Plan") in accordance with EMCORE's Director Compensation Policy. The restricted stock units vest as to all of the underlying shares on the earliest of (i) the first anniversary of the grant date, (ii) the date immediately prior to the Issuer's 2025 annual meeting of shareholders, (iii) the consummation of a Change in Control (as defined in the Equity Plan) or (iv) the non-employee director's death or termination of service on the Board due to Disability (as defined in the Equity Plan), in each case subject to the Reporting Person's continued service as a non-employee director through the vesting date.
Footnote F2
Reflects a correction in the number of shares of common stock reported as beneficially owned by the Reporting Person in a Form 4 previously filed on April 10, 2024 due to an inadvertent error that appeared in such Form 4.