Stanley K. Lau - 31 Mar 2024 Form 4 Insider Report for Cardio Diagnostics Holdings, Inc. (CDIO)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
08 Apr 2024, 15:22:20 UTC
Prior SEC filing
05 Feb 2024
Next SEC filing
02 Jul 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Elisa Luqman as attorney-in-fact for Stanley Lau

Key filing fact

Stanley K. Lau filed Form 4 for Cardio Diagnostics Holdings, Inc. (CDIO) on 08 Apr 2024.

Key facts

  • This page summarizes Stanley K. Lau's Form 4 filing for Cardio Diagnostics Holdings, Inc. (CDIO).
  • 2 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 08 Apr 2024, 15:22.

Change

  • Previous filing in this sequence was filed on 05 Feb 2024.
  • Current net transaction value: +$25,000.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

CDIO transaction

Common Stock

Options Exercise

Transaction value
$12,500
Shares
+8,803
Change %
+9.6%
Price
$1.42
Shares after
100,325
Date
31 Mar 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

CDIO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value
$12,500
Shares
Change %
Price
Shares after
$37,400
Date
31 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
$12,500
Exercise price
$0.000000
Footnotes
F2, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 4 footnotes

Footnote F1

Represents the settlement of restricted stock units (RSUs) that vested on March 31, 2024 through the issuance of shares of Common Stock.

Footnote F2

Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On March 31, 2024, $12,500 in value of RSUs vested and were settled at the price of $1.42, which was the closing price of the Company Common Stock on the vesting date. The settlement shares are reflected in Table I.

Footnote F3

Each RSU is the economic equivalent of one share of Cardio Diagnostics Holdings, Inc. common stock. On March 31, 2024, $12,500 in value of RSUs vested and were settled at the price of $1.42, which was the closing price of the Company Common Stock on the vesting date. The settlement shares are reflected in Table I.

Footnote F4

The RSUs were granted pursuant to the Issuers 2022 Equity Incentive Plan.

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