Richard D. Feintuch - 28 Mar 2024 Form 4 Insider Report for PGT Innovations, Inc.

Reporting relationship: Director
Issuer ticker: N/A
Reported as of: 28 Mar 2024
Net transaction value: -$6,020,322
SEC form: 4
Accepted by SEC: 28 Mar 2024, 18:26:51 UTC
Prior SEC filing: 22 Jun 2023
Source filing: View source filing
Reporting owner signature: /s/ Ryan S. Quinn, as attorney-in-fact for Richard Feintuch

Key filing fact

Richard D. Feintuch filed Form 4 for PGT Innovations, Inc. on 28 Mar 2024.

Key facts

This page summarizes Richard D. Feintuch's Form 4 filing for PGT Innovations, Inc..
3 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 28 Mar 2024, 18:26.

Change

Previous filing in this sequence was filed on 22 Jun 2023.
Current net transaction value: -$6,020,322.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

PGTI transaction

PGTI Common Stock

Disposed to Issuer

Transaction value: $576,534
Shares: -13,727
Change %: -100%
Price: $42.00
Shares after: 0
Date: 28 Mar 2024
Ownership: Direct
Footnotes: F1, F2

PGTI transaction

PGTI Common Stock

Disposed to Issuer

Transaction value: $4,913,706
Shares: -116,993
Change %: -100%
Price: $42.00
Shares after: 0
Date: 28 Mar 2024
Ownership: Through Feintuch 2007 Dynasty Trust
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

PGTI transaction Derivative

PGTI Restricted Stock Unit

Disposed to Issuer

Transaction value: $530,082
Shares: -12,621
Change %: -100%
Price: $42.00
Shares after: 0
Date: 28 Mar 2024
Ownership: Direct
Underlying class: PGTI Common Stock
Underlying amount: 12,621
Exercise price: $0.000000
Footnotes: F3

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Richard D. Feintuch is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 3 footnotes

Footnote F1

On March 28, 2024, the Company was acquired by MIWD Holding Company LLC pursuant to the merger agreement entered into by and between the Company, MIWD Holding Company LLC, and RMR Merge Co, Inc., dated as of January 16, 2024.

Footnote F2

Upon the consummation of the merger, each issued and outstanding share of the Company's common stock was canceled and converted into the right receive $42.00 in cash without interest. In addition, each share of restricted stock and each restricted stock unit that were granted under the Company's Amended and Restated 2019 Equity and Incentive Compensation Plan that were outstanding immediately prior to the consummation of the merger were canceled and converted into the right to receive $42.00 in cash without interest.

Footnote F3

Represents restricted stock units that were granted under the Amended and Restated 2019 Equity and Incentive Compensation Plan and deferred pursuant to a separate deferral election agreement between the Company and the reporting person. Pursuant to the merger agreement, these restricted stock units were canceled and converted into the right to receive $42.00 in cash without interest upon the consummation of the merger.