Dean J. Mitchell - 03 Apr 2024 Form 4 Insider Report for Kinnate Biopharma Inc.

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
05 Apr 2024, 16:55:38 UTC
Prior SEC filing
18 Mar 2024
Next SEC filing
10 May 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ James P. Reilly, Attorney-in-Fact

Key filing fact

Dean J. Mitchell filed Form 4 for Kinnate Biopharma Inc. on 05 Apr 2024.

Key facts

  • This page summarizes Dean J. Mitchell's Form 4 filing for Kinnate Biopharma Inc..
  • 4 reported transactions and 4 derivative rows are listed below.
  • Accepted by SEC: 05 Apr 2024, 16:55.

Change

  • Previous filing in this sequence was filed on 18 Mar 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

KNTE transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-121,503
Change %
-100%
Price
Shares after
0
Date
03 Apr 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
121,503
Exercise price
$5.63
Footnotes
F1
KNTE transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-20,250
Change %
-100%
Price
Shares after
0
Date
03 Apr 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
20,250
Exercise price
$24.46
Footnotes
F1
KNTE transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-20,250
Change %
-100%
Price
Shares after
0
Date
03 Apr 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
20,250
Exercise price
$8.38
Footnotes
F1
KNTE transaction Derivative

Stock Option (right to buy)

Disposed to Issuer

Transaction value
Shares
-25,000
Change %
-100%
Price
Shares after
0
Date
03 Apr 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
25,000
Exercise price
$3.48
Footnotes
F1
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Section 16 status

Dean J. Mitchell is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.

Explanation of responses 1 footnote

Footnote F1

This option was cancelled pursuant to that certain Agreement and Plan of Merger, dated February 16, 2024, by and between the Issuer, XOMA Corporation and XRA 1 Corp. (the "Merger Agreement") in exchange for one non-transferable contingent value right ("CVR") for each share underlying such out-of-the-money option. However, please note that such CVRs will provide payment only after the amounts payable under such CVRs exceed a threshold equal to the excess of the per share exercise price of such out-of-the-money option over the Cash Amount.

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