Tacey Viegas - 26 Mar 2024 Form 3 Insider Report for AgeX Therapeutics, Inc. (SER)

Source evidence Original filing metadata and source links for verification. 3 source fields
SEC form
3
Accepted by SEC
03 Apr 2024, 20:08:46 UTC
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Tacey Viegas
Filing notes and source

Key filing fact

Tacey Viegas filed Form 3 for AgeX Therapeutics, Inc. (SER) on 03 Apr 2024.

Key facts

  • This page summarizes Tacey Viegas's Form 3 filing for AgeX Therapeutics, Inc. (SER).
  • 0 reported transactions and 2 derivative rows are listed below.
  • Accepted by SEC: 03 Apr 2024, 20:08.

Change

  • No earlier filing in this sequence is available for direct comparison.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Official SEC source

Ownership activity is grounded in SEC Form 3 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

SER holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
58,610
Date
26 Mar 2024
Ownership
Direct
Footnotes
F1

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

SER holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
26 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
203,563
Exercise price
$0.0600
Footnotes
F1, F2
SER holding Derivative

Stock Option (right to buy)

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
Date
26 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
138,326
Exercise price
$0.0600
Footnotes
F1, F2
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 2 footnotes

Footnote F1

Shares of capital stock of the corporation then known as Serina Therapeutics, Inc. ("Serina AL") were converted into shares of the Issuer pursuant to that certain Agreement and Plan of Merger and Reorganization, dated as of August 29, 2023, by and among the Issuer, Canaria Transaction Corporation and Serina AL (the "Merger Agreement"). Pursuant to the terms of the Merger Agreement, each share of capital stock was exchanged for 0.97682654 shares of the Issuer's common stock, giving effect to a reverse split of the Issuer's common stock of 1-for-35.17.

Footnote F2

The stock options are fully vested.

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