Kenneth F. Potashner - 01 Apr 2024 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Reporting relationship: Director
Issuer ticker: OSS
Reported as of: 01 Apr 2024
Net transaction value: +$42,499
SEC form: 4
Accepted by SEC: 03 Apr 2024, 19:35:55 UTC
Prior SEC filing: 28 Jun 2023
Next SEC filing: 03 Jul 2024
Source filing: View source filing
Reporting owner signature: /s/ Kenneth Potashner

Key filing fact

Kenneth F. Potashner filed Form 4 for ONE STOP SYSTEMS, INC. (OSS) on 03 Apr 2024.

Key facts

This page summarizes Kenneth F. Potashner's Form 4 filing for ONE STOP SYSTEMS, INC. (OSS).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Apr 2024, 19:35.

Change

Previous filing in this sequence was filed on 28 Jun 2023.
Current net transaction value: +$42,499.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OSS transaction

Common Stock

Options Exercise

Transaction value: $42,499
Shares: +19,767
Change %: +6.2%
Price: $2.15
Shares after: 337,601
Date: 01 Apr 2024
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OSS transaction Derivative

Warrant (right to buy)

Options Exercise

Transaction value: $0
Shares: -19,767
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Apr 2024
Ownership: By Kenco, Inc
Underlying class: Common Stock
Underlying amount: 19,767
Exercise price: $2.15
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The Warrant is held directly by Kenco, Inc., and indirectly by Ken Potashner. Mr. Potashner has sole voting and investment control over Kenco, Inc.

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