David Raun - 01 Apr 2024 Form 4 Insider Report for ONE STOP SYSTEMS, INC. (OSS)

Reporting relationship: Director
Issuer ticker: OSS
Reported as of: 01 Apr 2024
Net transaction value: +$29,999
SEC form: 4
Accepted by SEC: 03 Apr 2024, 19:34:59 UTC
Prior SEC filing: 15 Aug 2023
Source filing: View source filing
Reporting owner signature: /s/ David Raun

Key filing fact

David Raun filed Form 4 for ONE STOP SYSTEMS, INC. (OSS) on 03 Apr 2024.

Key facts

This page summarizes David Raun's Form 4 filing for ONE STOP SYSTEMS, INC. (OSS).
2 reported transactions and 1 derivative row are listed below.
Accepted by SEC: 03 Apr 2024, 19:34.

Change

Previous filing in this sequence was filed on 15 Aug 2023.
Current net transaction value: +$29,999.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

OSS transaction

Common Stock

Options Exercise

Transaction value: $29,999
Shares: +13,953
Change %: +3.4%
Price: $2.15
Shares after: 425,597
Date: 01 Apr 2024
Ownership: Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

OSS transaction Derivative

Warrant (right to buy)

Options Exercise

Transaction value: $0
Shares: -13,953
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 01 Apr 2024
Ownership: By Trust
Underlying class: Common Stock
Underlying amount: 13,953
Exercise price: $2.15
Footnotes: F1

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 1 footnote

Footnote F1

The Warrant is held directly by the Raun Family Trust and indirectly by Dave Raun as Trustee of the Trust.

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