Key facts
- This page summarizes Richard M. Traynor's Form 4 filing for Certara, Inc. (CERT).
- 8 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 03 Apr 2024, 17:08.
Richard M. Traynor - 01 Apr 2024 Form 4 Insider Report for Certara, Inc. (CERT)
- Reporting relationship
- SVP AND GENERAL COUNSEL
- Issuer ticker
- CERT
- Reported as of
- 01 Apr 2024
- Net transaction value
- -$165,643
- SEC form
- 4
- Accepted by SEC
- 03 Apr 2024, 17:08:49 UTC
- Prior SEC filing
- 06 Mar 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Richard M. Traynor
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Richard M. Traynor filed Form 4 for Certara, Inc. (CERT) on 03 Apr 2024.
Change
- Previous filing in this sequence was filed on 06 Mar 2024.
- Current net transaction value: -$165,643.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
CERT
transaction
Common Stock
Tax liability
- Transaction value
- $30,807
- Shares
- -1,723
- Change %
- -1%
- Price
- $17.88
- Shares after
- 167,750
- Date
- 01 Apr 2024
- Ownership
- Direct
- Footnotes
- F1, F2, F3
CERT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +6,651
- Change %
- +4%
- Price
- $0.000000
- Shares after
- 174,401
- Date
- 01 Apr 2024
- Ownership
- Direct
- Footnotes
- F4
CERT
transaction
Common Stock
Tax liability
- Transaction value
- $40,141
- Shares
- -2,245
- Change %
- -1.3%
- Price
- $17.88
- Shares after
- 172,156
- Date
- 01 Apr 2024
- Ownership
- Direct
- Footnotes
- F2
CERT
transaction
Common Stock
Options Exercise
- Transaction value
- $0
- Shares
- +6,644
- Change %
- +3.9%
- Price
- $0.000000
- Shares after
- 178,800
- Date
- 01 Apr 2024
- Ownership
- Direct
- Footnotes
- F5
CERT
transaction
Common Stock
Tax liability
- Transaction value
- $40,695
- Shares
- -2,276
- Change %
- -1.3%
- Price
- $17.88
- Shares after
- 176,524
- Date
- 01 Apr 2024
- Ownership
- Direct
- Footnotes
- F2
CERT
transaction
Common Stock
Sale
- Transaction value
- $54,000
- Shares
- -3,000
- Change %
- -1.7%
- Price
- $18.00
- Shares after
- 173,524
- Date
- 01 Apr 2024
- Ownership
- Direct
- Footnotes
- F6
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
CERT
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -6,651
- Change %
- -50%
- Price
- $0.000000
- Shares after
- 6,651
- Date
- 01 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,651
- Exercise price
- Footnotes
- F4
CERT
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -6,644
- Change %
- -33%
- Price
- $0.000000
- Shares after
- 13,288
- Date
- 01 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 6,644
- Exercise price
- Footnotes
- F5
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Rule 10b5-1 trading plan
These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.
Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).
Explanation of responses 6 footnotes
Footnote F1
Each RSU was granted on April 1, 2021, under the Certara, Inc. ("Certara") 2020 Incentive Plan (the "2020 Incentive Plan") and represents the right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2022. One-third of the RSUs vested and were settled on March 31, 2023. The remaining one-third of the RSUs vested and were settled on April 1, 2024.
Footnote F2
Represents RSUs of Certara withheld to satisfy tax withholding obligations in connection with the vesting of RSUs described in footnotes, 1, 4, and 5, exempt under Rule 16b-3.
Footnote F3
The total reported in Column 5 includes 5,495 RSUs which was previously reported in Table 1 of Form 4.
Footnote F4
Each RSU was granted on April 1, 2022, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on March 31, 2023. One-third of the RSUs vested and were settled on April 1, 2024. The remaining one-third of the RSUs are scheduled to vest and settle on April 1, 2025.
Footnote F5
Each RSU was granted on April 1, 2023, under the 2020 Incentive Plan and represents a right to receive one share of common stock or the cash equivalent. One-third of the RSUs vested and were settled on April 1, 2024. The remaining two-thirds of the RSUs are scheduled to vest and settle in equal parts on April 1, 2025 and April 1, 2026.
Footnote F6
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 11, 2023.