Steven M. Spurlock - 12 Nov 2021 Form 4 Insider Report for Amplitude, Inc. (AMPL)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
16 Nov 2021, 20:42:55 UTC
Prior SEC filing
09 Nov 2021
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ An-Yen Hu, by power of attorney for Steven M. Spurlock

Key filing fact

Steven M. Spurlock filed Form 4 for Amplitude, Inc. (AMPL) on 16 Nov 2021.

Key facts

  • This page summarizes Steven M. Spurlock's Form 4 filing for Amplitude, Inc. (AMPL).
  • 31 reported transactions and 1 derivative row are listed below.
  • Accepted by SEC: 16 Nov 2021, 20:42.

Change

  • Previous filing in this sequence was filed on 09 Nov 2021.
  • Current net transaction value: -$910,612.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

AMPL transaction

Class A Common Stock

Conversion of derivative security

Transaction value
$0
Shares
+3,000,000
Change %
Price
$0.000000
Shares after
3,000,000
Date
12 Nov 2021
Ownership
See footnote
Footnotes
F1, F2
AMPL transaction

Class A Common Stock

Other

Transaction value
$0
Shares
-3,000,000
Change %
-100%
Price
$0.000000*
Shares after
0
Date
12 Nov 2021
Ownership
See footnote
Footnotes
F2, F3
AMPL transaction

Class A Common Stock

Other

Transaction value
$0
Shares
+51,775
Change %
+157%
Price
$0.000000
Shares after
84,673
Date
12 Nov 2021
Ownership
See footnote
Footnotes
F3, F4
AMPL transaction

Class A Common Stock

Sale

Transaction value
$2,370
Shares
-35
Change %
-0.04%
Price
$67.71
Shares after
84,638
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F4, F5
AMPL transaction

Class A Common Stock

Sale

Transaction value
$19,882
Shares
-287
Change %
-0.34%
Price
$69.28
Shares after
84,351
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F4, F6
AMPL transaction

Class A Common Stock

Sale

Transaction value
$48,415
Shares
-688
Change %
-0.82%
Price
$70.37
Shares after
83,663
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F4, F7
AMPL transaction

Class A Common Stock

Sale

Transaction value
$53,107
Shares
-745
Change %
-0.89%
Price
$71.28
Shares after
82,918
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F4, F8
AMPL transaction

Class A Common Stock

Sale

Transaction value
$28,654
Shares
-396
Change %
-0.48%
Price
$72.36
Shares after
82,522
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F4, F9
AMPL transaction

Class A Common Stock

Sale

Transaction value
$20,234
Shares
-277
Change %
-0.34%
Price
$73.05
Shares after
82,245
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F4, F10
AMPL transaction

Class A Common Stock

Other

Transaction value
$0
Shares
+173,254
Change %
+150%
Price
$0.000000
Shares after
288,753
Date
12 Nov 2021
Ownership
See footnote
Footnotes
F3, F11
AMPL transaction

Class A Common Stock

Other

Transaction value
$0
Shares
+124,690
Change %
+156%
Price
$0.000000
Shares after
204,498
Date
12 Nov 2021
Ownership
See footnote
Footnotes
F3, F12
AMPL transaction

Class A Common Stock

Sale

Transaction value
$4,807
Shares
-71
Change %
-0.03%
Price
$67.71
Shares after
204,427
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F5, F12
AMPL transaction

Class A Common Stock

Sale

Transaction value
$40,804
Shares
-589
Change %
-0.29%
Price
$69.28
Shares after
203,838
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F6, F12
AMPL transaction

Class A Common Stock

Sale

Transaction value
$99,224
Shares
-1,410
Change %
-0.69%
Price
$70.37
Shares after
202,428
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F7, F12
AMPL transaction

Class A Common Stock

Sale

Transaction value
$108,851
Shares
-1,527
Change %
-0.75%
Price
$71.28
Shares after
200,901
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F8, F12
AMPL transaction

Class A Common Stock

Sale

Transaction value
$58,828
Shares
-813
Change %
-0.4%
Price
$72.36
Shares after
200,088
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F9, F12
AMPL transaction

Class A Common Stock

Sale

Transaction value
$41,490
Shares
-568
Change %
-0.28%
Price
$73.05
Shares after
199,520
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F10, F12
AMPL transaction

Class A Common Stock

Other

Transaction value
$0
Shares
+5,910
Change %
+150%
Price
$0.000000
Shares after
9,850
Date
12 Nov 2021
Ownership
See footnote
Footnotes
F3, F13
AMPL transaction

Class A Common Stock

Other

Transaction value
$0
Shares
+148,729
Change %
+150%
Price
$0.000000
Shares after
247,879
Date
12 Nov 2021
Ownership
See footnote
Footnotes
F3, F14
AMPL transaction

Class A Common Stock

Other

Transaction value
$0
Shares
+11,820
Change %
Price
$0.000000
Shares after
11,820
Date
12 Nov 2021
Ownership
See footnote
Footnotes
F3, F15
AMPL transaction

Class A Common Stock

Other

Transaction value
$0
Shares
+142,820
Change %
Price
$0.000000
Shares after
142,820
Date
12 Nov 2021
Ownership
See footnote
Footnotes
F3, F16
AMPL transaction

Class A Common Stock

Other

Transaction value
$0
Shares
+88,876
Change %
+160%
Price
$0.000000
Shares after
144,526
Date
12 Nov 2021
Ownership
See footnote
Footnotes
F3, F17
AMPL transaction

Class A Common Stock

Sale

Transaction value
$5,214
Shares
-77
Change %
-0.05%
Price
$67.71
Shares after
144,449
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F5, F17
AMPL transaction

Class A Common Stock

Sale

Transaction value
$44,198
Shares
-638
Change %
-0.44%
Price
$69.28
Shares after
143,811
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F6, F17
AMPL transaction

Class A Common Stock

Sale

Transaction value
$107,668
Shares
-1,530
Change %
-1.1%
Price
$70.37
Shares after
142,281
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F7, F17
AMPL transaction

Class A Common Stock

Sale

Transaction value
$118,047
Shares
-1,656
Change %
-1.2%
Price
$71.28
Shares after
140,625
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F8, F17
AMPL transaction

Class A Common Stock

Sale

Transaction value
$63,821
Shares
-882
Change %
-0.63%
Price
$72.36
Shares after
139,743
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F9, F17
AMPL transaction

Class A Common Stock

Sale

Transaction value
$44,997
Shares
-616
Change %
-0.44%
Price
$73.05
Shares after
139,127
Date
15 Nov 2021
Ownership
See footnote
Footnotes
F10, F17
AMPL transaction

Class A Common Stock

Other

Transaction value
$0
Shares
+1,044
Change %
+150%
Price
$0.000000
Shares after
1,740
Date
12 Nov 2021
Ownership
See footnote
Footnotes
F3, F18
AMPL transaction

Class A Common Stock

Other

Transaction value
$0
Shares
+1,214
Change %
Price
$0.000000
Shares after
1,214
Date
12 Nov 2021
Ownership
See footnote
Footnotes
F3, F19

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

AMPL transaction Derivative

Class B Common Stock

Conversion of derivative security

Transaction value
$0
Shares
-3,000,000
Change %
-24%
Price
$0.000000
Shares after
9,264,298
Date
12 Nov 2021
Ownership
See footnote
Underlying class
Class A Common Stock
Underlying amount
3,000,000
Exercise price
Footnotes
F2, F20
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 20 footnotes

Footnote F1

Conversion of a derivative security in accordance of its terms.

Footnote F2

Shares are held directly by Benchmark Capital Partners VIII, L.P. ("BCP VIII") for itself and as nominee for Benchmark Founders' Fund VIII, L.P. ("BFF VIII") and Benchmark Founders' Fund VIII-B, L.P. ("BFF VIII-B"). Benchmark Capital Management Co. VIII, L.L.C. ("BCMC VIII"), the general partner of BCP VIII, BFF VIII and BFF VIII-B, may be deemed to have sole voting and dispositive power over the securities. Eric Vishria, a member of the Issuer's board of directors, Matthew R. Cohler, Peter H. Fenton, J. William Gurley, An-Yen Hu, Mitchell H. Lasky, Chetan Puttagunta, Steven M. Spurlock and Sarah E. Tavel are the managing members of BCMC VIII, and each of them may be deemed to share voting and dispositive power over the securities held by such entities. Each such person and entity disclaims the existence of a "group" and disclaims beneficial ownership of the securities, except to the extent of such person's or entity's pecuniary interest in such securities.

Footnote F3

Represents a pro-rata, in-kind distribution by BCP VIII and its affiliated funds, not for additional consideration, to its partners, including BCMC VIII and its respective members and assignees.

Footnote F4

Shares are held by Steven M. Spurlock's family partnership.

Footnote F5

Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $67.57 to a high of $67.85, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

Footnote F6

Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $68.65 to a high of $69.64, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

Footnote F7

Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $69.77 to a high of $70.765, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

Footnote F8

Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $70.775 to a high of $71.77 inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

Footnote F9

Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $71.8 to a high of $72.795, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

Footnote F10

Represents the weighted-average sale price per share of a series of transactions, all of which were executed on November 15, 2021. The actual sale prices ranged from a low of $72.8 to a high of $73.5, inclusive. Each Reporting Person undertakes to provide upon request of the SEC Staff, Amplitude, Inc. or any security holder of Amplitude, Inc. full information regarding the number of shares sold at each price within the range. The amount reflected has been rounded to 4 decimal points.

Footnote F11

Shares are held by Matthew R. Cohler's trust entity.

Footnote F12

Shares are held by Peter H. Fenton's trust entities.

Footnote F13

Shares are held by Mitchell H. Lasky's family partnership.

Footnote F14

Shares are held by Mitchell H. Lasky's trust entity.

Footnote F15

Shares are held by J. William Gurley's family partnerships.

Footnote F16

Shares are held by J. William Gurley's trust entity

Footnote F17

Shares are held by Sarah Tavel.

Footnote F18

Shares held by An-Yen Hu's trust entity.

Footnote F19

Shares held by Chetan Puttagunta.

Footnote F20

The Class B Common Stock is convertible at any time at the option of the holder into the Issuer's Class A Common Stock on a one-to-one basis. The Class B Common Stock will convert automatically into shares of the Issuer's Class A Common Stock on a one-to-one basis upon the earlier of (a) any transfer of the Class B Common Stock by the holder, whether or not for value, subject to certain exceptions or (b) the date that is six months following the date on which none of the Issuer's founders is an employee or director of the Issuer (unless a founder has rejoined the Issuer during such six-month period).

SEC remarks

This report is one of four reports, each on a separate Form 4, but relating to the same holdings being filed by entities affiliated with Benchmark and their applicable members.

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