Andrew Mark Perlmutter - 29 Mar 2024 Form 4 Insider Report for Funko, Inc. (FNKO)

Reporting relationship: Director
Issuer ticker: FNKO
Reported as of: 29 Mar 2024
Net transaction value: $0
SEC form: 4
Accepted by SEC: 02 Apr 2024, 19:11:57 UTC
Prior SEC filing: 08 Mar 2024
Source filing: View source filing
Reporting owner signature: /s/ Tracy Daw as Attorney-in-Fact for Andrew Mark Perlmutter

Key filing fact

Andrew Mark Perlmutter filed Form 4 for Funko, Inc. (FNKO) on 02 Apr 2024.

Key facts

This page summarizes Andrew Mark Perlmutter's Form 4 filing for Funko, Inc. (FNKO).
14 reported transactions and 7 derivative rows are listed below.
Accepted by SEC: 02 Apr 2024, 19:11.

Change

Previous filing in this sequence was filed on 08 Mar 2024.
Current net transaction value: $0.

Research use

This tells you what this filing adds before you inspect full transaction and derivative tables.
You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

FNKO transaction

CLASS A COMMON STOCK

Options Exercise

Transaction value: $0
Shares: +29,004
Change %: +8.6%
Price: $0.000000
Shares after: 365,256
Date: 29 Mar 2024
Ownership: Direct
Footnotes: F1

FNKO transaction

CLASS A COMMON STOCK

Options Exercise

Transaction value: $0
Shares: +17,915
Change %: +4.9%
Price: $0.000000
Shares after: 383,171
Date: 29 Mar 2024
Ownership: Direct
Footnotes: F1

FNKO transaction

CLASS A COMMON STOCK

Options Exercise

Transaction value: $0
Shares: +28,604
Change %: +7.5%
Price: $0.000000
Shares after: 411,775
Date: 29 Mar 2024
Ownership: Direct
Footnotes: F1

FNKO transaction

CLASS A COMMON STOCK

Options Exercise

Transaction value: $0
Shares: +12,328
Change %: +3%
Price: $0.000000
Shares after: 424,103
Date: 29 Mar 2024
Ownership: Direct
Footnotes: F1

FNKO transaction

CLASS A COMMON STOCK

Options Exercise

Transaction value: $0
Shares: +9,945
Change %: +2.3%
Price: $0.000000
Shares after: 434,048
Date: 29 Mar 2024
Ownership: Direct
Footnotes: F1

FNKO transaction

CLASS A COMMON STOCK

Options Exercise

Transaction value: $0
Shares: +2,807
Change %: +0.65%
Price: $0.000000
Shares after: 436,855
Date: 29 Mar 2024
Ownership: Direct
Footnotes: F1

FNKO transaction

CLASS A COMMON STOCK

Options Exercise

Transaction value: $0
Shares: +30,000
Change %: +6.9%
Price: $0.000000
Shares after: 466,855
Date: 29 Mar 2024
Ownership: Direct
Footnotes: F1, F2

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -29,004
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 29 Mar 2024
Ownership: Direct
Underlying class: CLASS A COMMON STOCK
Underlying amount: 29,004
Exercise price
Footnotes: F1, F3

FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -17,915
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 29 Mar 2024
Ownership: Direct
Underlying class: CLASS A COMMON STOCK
Underlying amount: 17,915
Exercise price
Footnotes: F1, F4

FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -28,604
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 29 Mar 2024
Ownership: Direct
Underlying class: CLASS A COMMON STOCK
Underlying amount: 28,604
Exercise price
Footnotes: F1, F5

FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -12,328
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 29 Mar 2024
Ownership: Direct
Underlying class: CLASS A COMMON STOCK
Underlying amount: 12,328
Exercise price
Footnotes: F1, F6

FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -9,945
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 29 Mar 2024
Ownership: Direct
Underlying class: CLASS A COMMON STOCK
Underlying amount: 9,945
Exercise price
Footnotes: F1, F7

FNKO transaction Derivative

Performance Stock Units

Options Exercise

Transaction value: $0
Shares: -2,807
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 29 Mar 2024
Ownership: Direct
Underlying class: CLASS A COMMON STOCK
Underlying amount: 2,807
Exercise price
Footnotes: F1, F8

FNKO transaction Derivative

Restricted Stock Units

Options Exercise

Transaction value: $0
Shares: -30,000
Change %: -100%
Price: $0.000000^*
Shares after: 0
Date: 29 Mar 2024
Ownership: Direct
Underlying class: CLASS A COMMON STOCK
Underlying amount: 30,000
Exercise price
Footnotes: F1, F9

^* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 9 footnotes

Footnote F1

Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.

Footnote F2

The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.

Footnote F3

On March 6, 2023, the Reporting Person was granted 38,672 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Footnote F4

On March 8, 2022, the Reporting Person was granted 35,829 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Footnote F5

On January 3, 2022, the Reporting Person was granted 85,812 RSUs, which have vested or will vest in three equal installments on each of the first three anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Footnote F6

On April 21, 2021, the Reporting Person was granted 24,656 RSUs, which have vested or will vest in four equal installments on each of the first through fourth anniversaries of the date of grant, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Footnote F7

On April 29, 2020, the Reporting Person was granted 39,778 restricted stock units, vesting in four equal annual installments on each of the first through fourth anniversaries of April 29, 2020, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.

Footnote F8

On March 8, 2022, the Reporting Person was granted 17,914 performance stock units, vesting upon the completion of Net Sales and EBITDA margin targets in 2022, 2023 and 2024. Upon his resignation on March 31, 2024, the performance period was adjusted to end at the resignation date and was achieved at 15.67% of the originally granted amount.

Footnote F9

On August 11, 2023, the Reporting Person was granted 30,000 RSUs, vesting in full on March 29, 2024, subject to the Reporting Person's continued employment with the Issuer through the vesting date.