Key facts
- This page summarizes Anthony Falbo's Form 4 filing for OPAL Fuels Inc. (OPAL).
- 5 reported transactions and 3 derivative rows are listed below.
- Accepted by SEC: 02 Apr 2024, 07:22.
Anthony Falbo - 31 Mar 2024 Form 4 Insider Report for OPAL Fuels Inc. (OPAL)
- Reporting relationship
- Chief Operating Officer
- Issuer ticker
- OPAL
- Reported as of
- 31 Mar 2024
- Net transaction value
- -$11,415
- SEC form
- 4
- Accepted by SEC
- 02 Apr 2024, 07:22:04 UTC
- Prior SEC filing
- 05 Oct 2023
- Next SEC filing
- 22 May 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ John Coghlin as Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Anthony Falbo filed Form 4 for OPAL Fuels Inc. (OPAL) on 02 Apr 2024.
Change
- Previous filing in this sequence was filed on 05 Oct 2023.
- Current net transaction value: -$11,415.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
OPAL
transaction
Class A common stock
Options Exercise
- Transaction value
- Shares
- +5,500
- Change %
- +86%
- Price
- Shares after
- 11,895
- Date
- 31 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
OPAL
transaction
Class A common stock
Tax liability
- Transaction value
- $11,415
- Shares
- -2,274
- Change %
- -19%
- Price
- $5.02
- Shares after
- 9,621
- Date
- 31 Mar 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
OPAL
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +33,267
- Change %
- +202%
- Price
- $0.000000
- Shares after
- 49,767
- Date
- 31 Mar 2024
- Ownership
- Direct
- Underlying class
- Class A common stock
- Underlying amount
- 33,267
- Exercise price
- Footnotes
- F3
OPAL
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -5,500
- Change %
- -11%
- Price
- $0.000000
- Shares after
- 44,267
- Date
- 31 Mar 2024
- Ownership
- Direct
- Underlying class
- Class A common stock
- Underlying amount
- 5,500
- Exercise price
- Footnotes
- F1
OPAL
transaction
Derivative
Stock options (right to buy)
Award
- Transaction value
- $0
- Shares
- +19,412
- Change %
- Price
- $0.000000
- Shares after
- 19,412
- Date
- 31 Mar 2024
- Ownership
- Direct
- Underlying class
- Class A common stock
- Underlying amount
- 19,412
- Exercise price
- $5.02
- Footnotes
- F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each restricted stock unit represents the right to receive, at settlement, one share of Class A common stock. This transaction represents the settlement of restricted stock units in shares of Class A common stock on their scheduled vesting date.
Footnote F2
Represents the shares held by the Company to satisfy tax withholding requirements on vesting of restricted stock units. The total value of securities withheld was based on a price of $5.02 per share, the closing price of Class A common stock on March 28, 2024.
Footnote F3
The Reporting Person was granted restricted stock units ("RSUs") pursuant to the terms under the 2022 Omnibus Equity Incentive Plan (the "Plan"), which represent a contingent right to receive one share of common stock for each RSU. 5,500 RSUs vested on March 31, 2024, 16,589 RSUs are scheduled to vest on March 31, 2025, 16,589 RSUs on March 31, 2026 and 11,089 RSUs on March 31, 2027.
Footnote F4
The Reporting Person was granted an option to purchase shares of the Issuer's Class A common stock (the "Option") pursuant to the terms under the Plan at an exercise price of $5.02 per share, which was the closing price per share of the Issuer's Class A common stock on March 28, 2024, as quoted on the Nasdaq Stock Market. The Option vests in three (3) equal installments on each of the following dates: (i) March 31, 2025, (ii) March 31, 2026, and (iii) March 31, 2027, provided, that the Reporting Person continues to provide services to the Issuer through the applicable vesting date.