Key facts
- This page summarizes Soumit Roy's Form 4 filing for Daseke, Inc..
- 5 reported transactions and 4 derivative rows are listed below.
- Accepted by SEC: 01 Apr 2024, 17:10.
Soumit Roy - 01 Apr 2024 Form 4 Insider Report for Daseke, Inc.
- Reporting relationship
- EVP, CLO, GC and Corp. Sec.
- Issuer ticker
- N/A
- Reported as of
- 01 Apr 2024
- Net transaction value
- -$1,876,281
- SEC form
- 4
- Accepted by SEC
- 01 Apr 2024, 17:10:12 UTC
- Prior SEC filing
- 27 Mar 2024
- Next SEC filing
- 07 Jan 2026
- Source filing
- View source filing
- Reporting owner signature
- /s/ Soumit Roy
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
Soumit Roy filed Form 4 for Daseke, Inc. on 01 Apr 2024.
Change
- Previous filing in this sequence was filed on 27 Mar 2024.
- Current net transaction value: -$1,876,281.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
DSKE
transaction
Common Stock
Disposed to Issuer
- Transaction value
- $1,876,281
- Shares
- -226,058
- Change %
- -100%
- Price
- $8.30
- Shares after
- 0
- Date
- 01 Apr 2024
- Ownership
- By S.H.A.R.K Irrv 2022 Trust
- Footnotes
- F1, F2, F3
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
DSKE
transaction
Derivative
Stock Option (right to buy)
Disposed to Issuer
- Transaction value
- Shares
- -25,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,000
- Exercise price
- $14.29
- Footnotes
- F1, F4
DSKE
transaction
Derivative
Stock Option (right to buy)
Disposed to Issuer
- Transaction value
- Shares
- -178,300
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 178,300
- Exercise price
- $1.62
- Footnotes
- F1, F5
DSKE
transaction
Derivative
Restricted Stock Unit
Disposed to Issuer
- Transaction value
- Shares
- -7,033
- Change %
- -12%
- Price
- Shares after
- 50,000
- Date
- 01 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 7,033
- Exercise price
- Footnotes
- F1, F6, F7, F8
DSKE
transaction
Derivative
Restricted Stock Unit
Disposed to Issuer
- Transaction value
- Shares
- -50,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 01 Apr 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 50,000
- Exercise price
- Footnotes
- F1, F6, F8, F9
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
Soumit Roy is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 9 footnotes
Footnote F1
Pursuant to the Agreement and Plan of Merger, dated as of December 22, 2023 (the "Merger Agreement"), by and among the Issuer, TFI International Inc., a corporation incorporated pursuant to the Canada Business Corporations Act ("Parent"), and Diocletian MergerCo, Inc., a Delaware corporation and an indirect, wholly owned subsidiary of Parent ("Acquisition Sub"), Acquisition Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as an indirect, wholly owned subsidiary of Parent.
Footnote F2
At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each share of common stock, par value $0.0001 per share, of the Issuer ("common stock") that was issued and outstanding immediately prior to the Effective Time was automatically canceled and converted into the right to receive $8.30 in cash (the "Merger Consideration"), without interest and less any applicable withholding taxes.
Footnote F3
The Reporting Person's wife is the trustee of the trust, and members of the Reporting Person's immediate family are the sole beneficiaries of the trust.
Footnote F4
At the Effective Time, pursuant to the Merger Agreement, this option, which provided for vesting in five equal annual installments beginning January 1, 2019, was automatically canceled for no consideration because the exercise price of the option exceeded the Merger Consideration.
Footnote F5
At the Effective Time, pursuant to the Merger Agreement, this option, which provided for vesting in three equal annual installments beginning April 28, 2021, was automatically canceled and converted into the right to receive an amount in cash (without interest and subject to applicable withholding taxes) equal to the product of (a) the total number of shares of common stock subject to such option and (b) the excess of the Merger Consideration over the exercise price per share of such option.
Footnote F6
Prior to the Effective Time, each restricted stock unit ("RSU") represented a contingent right to receive one share of common stock.
Footnote F7
On February 28, 2022, the Reporting Person received 21,093 RSUs (7,030 of which vested on March 1, 2023; 7,030 of which vested on January 1, 2024; and 7,033 of which are scheduled to vest on January 1, 2025).
Footnote F8
At the Effective Time, pursuant to the Merger Agreement, each of the Reporting Person's unvested RSUs was converted into a time-based restricted stock unit of Parent, based on the exchange ratio specified in the Merger Agreement, with the same terms applicable to such RSU immediately prior to the Effective Time.
Footnote F9
On August 18, 2023, the Reporting Person received 50,000 RSUs (16,665 of which are scheduled to vest on July 1, 2024; 16,665 of which are scheduled to vest on March 1, 2025; and 16,670 of which are scheduled to vest on March 1, 2026).