Key facts
- This page summarizes James W. Keyes's Form 4 filing for Zapata Computing Holdings Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 01 Apr 2024, 16:34.
James W. Keyes - 28 Mar 2024 Form 4 Insider Report for Zapata Computing Holdings Inc.
- Reporting relationship
- Director
- Issuer ticker
- ZPTA, ZPTAW on OTC
- Reported as of
- 28 Mar 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 Apr 2024, 16:34:41 UTC
- Prior SEC filing
- 11 Mar 2024
- Next SEC filing
- 05 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ William M. Brown, as attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
James W. Keyes filed Form 4 for Zapata Computing Holdings Inc. on 01 Apr 2024.
Change
- Previous filing in this sequence was filed on 11 Mar 2024.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ZPTA
transaction
Common Stock
Other
- Transaction value
- Shares
- +25,000
- Change %
- Price
- Shares after
- 25,000
- Date
- 28 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ZPTA
transaction
Derivative
Class B Ordinary Shares
Other
- Transaction value
- Shares
- -25,000
- Change %
- -100%
- Price
- Shares after
- 0
- Date
- 28 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 25,000
- Exercise price
- Footnotes
- F1, F2
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Section 16 status
James W. Keyes is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may still apply in specific circumstances.
Explanation of responses 2 footnotes
Footnote F1
Pursuant to the Business Combination Agreement, dated as of September 6, 2023, among the Issuer and certain other parties (the "Business Combination Agreement"), the Issuer's Class B ordinary shares, par value $0.0001 per share (the "Class B Ordinary Shares"), automatically converted into shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), on a one-for-one basis upon the closing of the transactions contemplated by the Business Combination Agreement (the "Closing").
Footnote F2
The Issuer's Class B Ordinary Shares were convertible for the Issuer's Class A ordinary shares, par value $0.0001 per share, as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-254627) (the "Registration Statement") and had no expiration date. As described above, the Issuer's Class B Ordinary Shares were automatically converted into shares of Common Stock on a one-for-one basis upon the Closing.