Milton Carroll - 28 Mar 2024 Form 4 Insider Report for HALLIBURTON CO (HAL)

Source evidence Original filing metadata and source links for verification. 4 source fields
SEC form
4
Accepted by SEC
01 Apr 2024, 15:48:29 UTC
Prior SEC filing
03 Jan 2024
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
/s/ Sarah I. Rubenfeld, by Power of Attorney

Key filing fact

Milton Carroll filed Form 4 for HALLIBURTON CO (HAL) on 01 Apr 2024.

Key facts

  • This page summarizes Milton Carroll's Form 4 filing for HALLIBURTON CO (HAL).
  • 1 reported transaction and 13 derivative rows are listed below.
  • Accepted by SEC: 01 Apr 2024, 15:48.

Change

  • Previous filing in this sequence was filed on 03 Jan 2024.
  • Current net transaction value: $0.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

HAL holding

Common Stock

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
20,271
Date
28 Mar 2024
Ownership
Direct

Reported derivative securities

Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.

HAL transaction Derivative

Stock Equivalent Units

Award

Transaction value
Shares
+899
Change %
+1.3%
Price
Shares after
68,254
Date
28 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
899
Exercise price
Footnotes
F1, F2, F3, F4
HAL holding Derivative

12/2023 Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,847
Date
28 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,847
Exercise price
Footnotes
F5, F6, F8
HAL holding Derivative

12/2022 Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,054
Date
28 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,054
Exercise price
Footnotes
F5, F6, F8
HAL holding Derivative

12/2021 Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,148
Date
28 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,148
Exercise price
Footnotes
F5, F6, F8
HAL holding Derivative

12/2020 Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
12,924
Date
28 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
12,924
Exercise price
Footnotes
F5, F6, F8
HAL holding Derivative

8/2019 Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
8,854
Date
28 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
8,854
Exercise price
Footnotes
F5, F7, F8
HAL holding Derivative

8/2018 Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,774
Date
28 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,774
Exercise price
Footnotes
F5, F7, F8
HAL holding Derivative

8/2017 Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,904
Date
28 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,904
Exercise price
Footnotes
F5, F7, F8
HAL holding Derivative

8/2016 Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,873
Date
28 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,873
Exercise price
Footnotes
F5, F7, F8
HAL holding Derivative

8/2015 Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
5,296
Date
28 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
5,296
Exercise price
Footnotes
F5, F7, F8
HAL holding Derivative

8/2014 Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
3,142
Date
28 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
3,142
Exercise price
Footnotes
F5, F7, F8
HAL holding Derivative

8/2013 Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
4,394
Date
28 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
4,394
Exercise price
Footnotes
F5, F7, F8
HAL holding Derivative

8/2012 Restricted Stock Units

No transaction description listed

Transaction value
Shares
Change %
Price
Shares after
6,502
Date
28 Mar 2024
Ownership
Direct
Underlying class
Common Stock
Underlying amount
6,502
Exercise price
Footnotes
F5, F7, F8
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Explanation of responses 8 footnotes

Footnote F1

The security converts to common stock for a one-for-one basis.

Footnote F2

Stock equivalents acquired under the Halliburton Company Directors' Deferred Compensation Plan reported on a pro-rata basis to reflect Issuer's Plan quarter. Said Plan is an ongoing securities acquisition plan.

Footnote F3

The stock equivalent units were accrued under the Company's Directors' Deferred Compensation Plan and are settled in the Company's common stock following cessation as a director.

Footnote F4

The stock equivalents are attributable to quarterly fees and are based on the closing price on March 27, 2024 of $38.83.

Footnote F5

Each restricted stock unit represents a right to receive one share of the Company's common stock.

Footnote F6

The restricted stock units vest in one year on the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if the reporting person elected to defer receipt, following cessation as a director.

Footnote F7

The restricted stock unit vests in four equal annual installments beginning with the first anniversary of the award. Shares will be delivered to the reporting person either upon vesting, or if reporting person elected to defer receipt, following cessation as a director.

Footnote F8

Includes dividend equivalent units through March 31, 2024.

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